- Citigroup (New York, NY)
- … AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including ... and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US and foreign… more
- Citigroup (Jersey City, NJ)
- …KYC, AML , Screening and data science programs + Global Regulatory Exposure **Education:** + Bachelors (4 Year University) Degree or equivalent experience ... responsibility for key areas of Customer Risk with the AML Program, including Customer risk rating, customer screening and...data governance. They will lead a team of experienced Compliance professionals to ensure that our customer onboarding and… more
- Ankura (New York, NY)
- …Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and broker-dealers. ... securities/brokerage [broker dealer] + Working knowledge/experience with virtual currency, non-US AML and regulatory compliance , fraud prevention, consumer… more
- Capital One (New York, NY)
- …(CFE), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer ... United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's...management + 15+ years of experience in internal auditing, regulatory compliance , first or second line risk… more
- Morgan Stanley (New York, NY)
- …embedded within business processes. * Demonstrate a strong understanding of the compliance and regulatory frameworks that apply to financial institutions. * ... We're seeking someone to join our team as an Enhanced Due Diligence Director in Operations to oversee processes related to the Enhanced Due Diligence program. The … more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including ... Associate Director - Real Estate, Gaming & Lodging (REGAL)...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including ... Director , Corporate Sales, New York - Global Transaction...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML… more
- Scotiabank (New York, NY)
- …ensure that strategies, plans and initiatives and audit activities are conducted in compliance in compliance with regulatory requirements and internal ... Director , US Cybersecurity and Infrastructure Audit **Requisition ID:**...business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Be… more
- Bank of America (New York, NY)
- Client Outreach Director Manager New York, New York;Miami, Florida; Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client ... and Global Markets Sales to support the Bank's global regulatory and policy requirements as it relates Client Due...Oversees and resolves the risks and impacts of non compliance with KYC processes, including restrictions, closures and associated… more
- American Express (New York, NY)
- …services. The Director , Enterprise Payments Governance will augment our organizational compliance across all three lines of defense to ensure adherence to local ... **Key Responsibilities** + Implement processes, controls, and monitoring to ensure full compliance with local and international regulatory requirements + Stay… more
- Citigroup (New York, NY)
- …Cluster CRMs and Product partners to document corrective actions * Risk and Regulatory Compliance (Fed, OCC, PRA, CFPB, FDIC and others) * Coordination/status ... The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports...that cover Information Security, Continuity of Business, Fraud, Data, Compliance , AML , and Records Management, along with… more
- TD Bank (New York, NY)
- …issues in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front Office, RSM teams; and other ... with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks,...regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or policy and… more
- Scotiabank (New York, NY)
- …effectiveness of business controls to meet obligations with respect to operational, compliance , sanctions and anti-money laundering ( AML ), and conduct risk. ... Associate Director , Legal Counsel, Global Transaction Banking **Requisition ID:**...and to build robust processes for managing legal and regulatory risk. + Advises internal stakeholders across the front… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. * Champions a high performance ... Associate Director , US Global Capital Markets, COO **Requisition ID:**...strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk. + ... Director , Financial Institutions - Securitizations, Global Risk Management...business strategies and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions, and conduct risk. + Build a high-performance ... Associate Director , Multinational Corporate Sales, Global Transaction Banking **Requisition...will support global account plans & service delivery in compliance with governing regulations, internal policies, and procedures. The… more
- SMBC (Jersey City, NJ)
- …MIS reports for submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative risk factors into ... data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** _Experience/Knowledge:_… more
- SMBC (Jersey City, NJ)
- …Statistics, Analytics, or other related field). + 7 to 10 years of BSA/ AML compliance experience, particularly Regulatory and Name Screening technology ... how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including ... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more