- SMBC (New York, NY)
- …in a leadership role. + Strong knowledge of regulatory requirements and standards applicable to conduct risk and culture within a large international bank. + ... portfolio of benefits to its employees. **Role Description** The Head of Conduct Management and Culture...responsibility of managing the control framework aimed at mitigating conduct risk while reinforcing SMBC's commitment to… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those ... is seeking a Specialty Software Engineering Senior Manager to lead the Customer Risk & Due Diligence and Financial Crimes Core Components product areas. This… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those ... trade or e-communications surveillance. + Experience in leading governance and senior risk committee for potential disciplinary or conduct issues. + Prior… more
- Citigroup (New York, NY)
- …+ Experienced risk challenger who balances risks vs. rewards aligned with corporate risk culture + Understanding of the products and services Citi offers and ... of the risk management framework are: Operating model, staffing and culture : Ensure the operating model across lines of defense is clear and consistent… more
- Morgan Stanley (New York, NY)
- …Stanley FID Secured Lending ("FSL") is seeking an Esoteric ABS Portfolio Management Head for its esoteric ABS lending portfolio based in New York. FSL provides ... rail, shipping). The FSL portfolio management team provides ongoing portfolio management, risk oversight and monitoring, and reports to senior management and other… more
- Scotiabank (New York, NY)
- …+ Other duties and projects as may be assigned.. + Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities ... Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary...meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk . + Champions a high-performance environment… more
- TD Bank (New York, NY)
- …ethical business conduct + Develops a program that promotes a culture of compliance utilizing a consultative approach to educate and interpret various inaugural ... details for this role. **Line of Business:** Compliance **Job Description:** The Head of Compliance Business Oversight leads a large, diverse and talented team… more
- Citigroup (New York, NY)
- …International Private Bank and Citi Private Bank brands _._ **Job Description:** The Head of Business Execution - Investment Solutions & CIO, will report directly ... activities of the Investment Solutions and CIO business. The Business Execution Head coordinates and manages activities such as the tracking of business financials,… more
- Citigroup (New York, NY)
- The NAM Head of CitiService Delivery for Securities Services will be responsible for execution on standing up the target operating model for CitiServices in NAM ... well as internal stakeholders across multi products. This role will report into the Head of CitiService for the Securities Services in Operations and will be part of… more
- City of New York (New York, NY)
- …portfolios of the five New York City pension systems. Through a culture of collaboration, individual development, and teamwork that leverages diverse talent and ... Economically Targeted Investments (ETIs) - investments that return an appropriate risk -adjusted rate of return while also creating collateral benefits for the… more
- Equitable (New York, NY)
- Head of Derivatives & Hedging ( 240000K7 ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : Full-time **Description** At ... Equitable Total Rewards Program **Job Summary** Reporting to the Treasurer, the Head of Derivatives & Hedging will be responsible for overseeing the hedging… more
- Citigroup (New York, NY)
- …in a dynamic organization. Sitting within the Client Marketing organization, the Head of Acquisitions Marketing and Strategy for Deposits, along with their team, ... managing marketing campaigns with flawless execution and adhering to risk and control policies and agenda **Key Skills and...of accountability and decisiveness in a strong work ethic culture + A Curious, Analytical Mindset - the ability… more
- Citigroup (New York, NY)
- …create a supportive and seamless culture of compliance, control, ethical conduct , and risk mitigation. + Providing leadership in collaborating with regional ... and unsecured lending and overseeing implementation of related remediation. + Conduct and supervise regulatory risk assessments and monitoring/testing thought… more
- Athene (New York, NY)
- …set the bar even higher. We're ready to help you achieve more. Purpose: The Head of Rating Agency will lead and manage the company's engagement with most important ... strategy and presentation materials for rating agencies and regulators + Conduct research, establish industry connections and provide thought leadership on key… more
- SMBC (New York, NY)
- … Risk Management related activities within the Internal Audit Department. Reporting to the Risk and Lending Business Function Head , the Risk Team Lead ... various large scale complicated audits with minimal supervision by the Business Function Head , ensuring work is performed in accordance with IIA standards and IAD… more
- SMBC (Jersey City, NJ)
- …within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a Compliance Risk ... other SMEs outside of the CRA team in their conduct of compliance risk assessments for the...action plans to address identified control gaps. + Assist Head of Risk and Control Assessment and… more
- Wells Fargo (New York, NY)
- …& Investment Management, Wholesale Banking and Human Resources. The Director of Fiduciary Risk Oversight is accountable to the Head of Fiduciary & Investment ... forums + Develop, manage, and ensure implementation of fiduciary risk policies, methodologies, and procedures + Conduct ...initiatives as needed + Escalate fiduciary risks to the Head of Fiduciary & Investment Risk , Senior… more
- Scotiabank (New York, NY)
- …and projects as may be assigned from time to time. + Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities ... to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk . + Champion a high-performance environment and contributes… more
- Turner & Townsend (New York, NY)
- …+ Lead workshops with a broad range of internal and external stakeholders. + Conduct risk reviews at regular intervals, identify and analyze, determine response ... the effective communication of threat & opportunity status. + Conduct quantitative risk assessment (cost and schedule)...contingency levels. + Ensure the delivery of best practice risk management activities and report to the Head… more
- Citigroup (New York, NY)
- ** Risk Analytics Business Risk and Control...pride and are passionate about our People and our culture . We are invested in people and their development. ... our domain through the alignment of our team vision, culture , and aggressive retirement plan for legacy applications and...to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data… more