- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing, and Regulatory Change Management is ... role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role is tasked with...role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing,… more
- Citigroup (New York, NY)
- …AML, Sanctions and AB&C** Serves as a Head of Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team for AML, Sanctions ... Head Compliance Independent Assessment for...+ Design, Develop, implement, and execute the compliance independent assessment monitoring and testing plan for AML,… more
- CIBC (New York, NY)
- …the Chief Risk Officer and Board of Directors in articulating and monitoring Risk Appetite through Risk Appetite Statements, ongoing breach escalations, ... Appetite, Identification of Material and Emerging risks, Recovery and Resolution Planning, and Risk Culture. JOB PURPOSE The Executive Director, Head of Risk… more
- Citigroup (Jersey City, NJ)
- …policy and current risk . + Extensive knowledge of information security risk assessment methodologies, tools, and industry standards. + Excellent leadership, ... Risk Manager manages a team of Cyber Risk analysts supporting the identification, assessment , and...to all levels of the organization. The Services Cyber Risk Manager will also be responsible for monitoring… more
- Citigroup (New York, NY)
- …validations, and control enhancement initiatives + Coordinate the overall MCA and Annual Risk Assessment (ARA) processes for the LMS business, track progress to ... (including Third Party and Inter-affiliate): Policy, Standards and Procedures management, risk identification and analysis, Manager's Control Assessment (MCA)… more
- Mizuho Corporate Bank (New York, NY)
- …including recalibration of the plan based on the results of the Compliance Risk Assessment + Update Compliance Monitoring Policies, Procedures, Frameworks ... Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment , Compliance Testing, and Issues Management +… more
- Citigroup (New York, NY)
- The Head of Compliance for Citi Retail Services (CRS) is a Director level role, which serves as a senior function/business/product compliance risk manager for ... rule, or regulation and design and delivery of a risk management framework that maintains risk levels...regulatory findings. + Providing oversight and guidance over the assessment of complex issues, structures potential solutions and drives… more
- S&P Global (New York, NY)
- …a distinct advantage + Knowledge in Sustainable Finance, emerging markets, and other risk assessment integrated products would be a significant plus + ... Level (for internal use):** 14 **Responsibilities and Impact:** Reporting to the Head of Global Commercial Strategy, Product & Operations, the successful candidate… more
- Bristol Myers Squibb (Madison, NJ)
- …single case and aggregate safety monitoring , safety reporting, contributing to benefit- risk assessment , risk management planning and strategy, execution ... global regulatory requirements. **Position Summary** + Lead safety activities and benefit- risk strategies for assigned BMS compounds/ program and chair the product… more
- SMBC (Jersey City, NJ)
- …a solid foundation of the applicable regulatory framework. + Participates in the annual risk assessment process of applicable laws and regulations to drive the ... seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President is responsible for...will also support the Annual Plan efforts with the Head of Americas Team and Head of… more
- Citigroup (New York, NY)
- …* Analysis and monitoring of client and segment relationships to mitigate risk * Oversight for iCAPs (Issues and Corrective Action Plans) monitoring and ... reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head . This role will lead the implementation of end-to-end risk management… more
- Citigroup (New York, NY)
- …In-Business QA (IBQA) function in the establishment of WCR IBQA policies, procedures, risk assessment and controls to drive effective QA coverage and standards ... provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the… more
- Citigroup (New York, NY)
- …and compliance risk management. + Maintain a robust Manager's Control Assessment (MCA) in compliance with the Manager's Control Assessment Standard. + ... a high-performing, highly motivated professional with a background in risk and controls to help us effectively manage risks...function reporting into the Client Strategy & Solutions Controls Head . A successful candidate will have a focus on… more
- Morgan Stanley (New York, NY)
- …to the Business Control and Assessment Lead for all assignments *Perform other risk management tasks as directed by the Head of Control and Governance for ... that provide business support for Compliance QA, Compliance Call Monitoring QA, and HMDA reporting *Manage risk ...to remediate any process or control gaps identified *Prepare risk management and assessment updates to Senior… more
- SMBC (Jersey City, NJ)
- …Description** Reporting to the Director of Operational Risk , Team Lead of Operational Risk , and Head of Non-Financial Risk , the Associate supports the ... Other Risks Group (ORORG) in accordance with US Regulations, Head Office policies and industry practices for Risk...monitoring and assessing business practices related to the risk appetite framework for SMBC. Within RMDAD, the Operational… more
- TD Bank (New York, NY)
- …business AML/ATF related activities as necessary + Provides oversight on enterprise-wide annual risk assessment process as required + Protects the interests of ... **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects… more
- Citigroup (New York, NY)
- …of work. **Key Responsibilities:** * Manage program strategy and planning within the Risk Monitoring and Reporting program including defining the strategy and ... risk , digital assets risk and climate risk . The group is headed by the Head...strategic initiatives covering risk identification, measurement (including risk appetite and stress testing), monitoring , reporting… more
- Randstad US (New York, NY)
- …and Corporate Insurance frameworks and programs. These programs facilitate the identification, assessment , monitoring , and treatment and reporting of all types ... Intelligence (II) business. The position will report to the AVP - Head of Enterprise Risk Management for Capital Access Platforms Division. The Director will be… more
- Citigroup (New York, NY)
- …limit approvals for existing and new clients on the platform, including proxy portfolio risk assessment . + Work with partners in Market Risk , Credit ... product suite. This role will report to the Global Head , and will support the Futures & Derivatives Clearing...will be a risk manager in In-Business Risk (IBR) within Equities, responsible for measuring, monitoring… more
- Morgan Stanley (New York, NY)
- …audit. - Present transactions to Firm approval committees and quarterly review Credit committees of higher risk loans to the Global Head of FSL Credit Risk - ... Firm Risk Management Firm Risk Management (FRM)...subsequent collateral pledges, portfolio management of existing facilities, and monitoring upcoming renewals and repayments. Primary Responsibilities - Responsible… more