- SMBC (New York, NY)
- …an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and ... Securities and processes. In addition to building out the Nikko Securities Operations team to support this growth agenda the individual will also be required… more
- JPMorgan Chase (Brooklyn, NY)
- …in markets around the world. **Job Description** As a Vice President in the Securities Services Operations Finance Management team, you will play a key role ... in managing the financials and headcount for Custody Operations . You will work closely with the Head of Custody Operations and their leadership team, as well… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist… more
- Citigroup (New York, NY)
- …streamline processes and drive strategy across our industry. **Job Purpose** The Nam Syndicate Operations Head will report to the Global Syndicate Operations ... investing in a multi-year Tech Transformation, the Nam Syndicate Operations Head will be tasked executing the...strong risk management and control mindset. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (New York, NY)
- …the complete financial management strategies that today's wealth requires. **The Roles:** The Head of Lending business reports to the Head of Wealth Management ... market share, deepen client relationship, and broaden credit product and service delivery. Head of Lending leads a team of approximately 500 professionals in global… more
- Scotiabank (New York, NY)
- Vice President, Head of US Operational Resilience **Requisition ID:** 206668 **Employee Referral Program - Potential Reward:** $0.00 **Salary Range:** 240,000.00 - ... employees and helping you continue your career at Scotiabank. **Vice President, Head of US Operational Resilience** Location: New York, NY **Purpose:** Operational… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...in liquidity management. This role will report into the head of cash management for the US. **Role Objectives:… more
- HSBC (New York, NY)
- …our people, our investors, our communities and the planet we all share. The Head of Surveillance, US & Americas will be responsible for managing the overall ... program across all three US business lines (Markets and Securities Services; Wholesale Banking; and Wealth & Private Banking)....interactions with HSBC Senior Management and Regulators. As our Head of Surveillance, US & Americas you will: +… more
- Wells Fargo (New York, NY)
- …& Company. Our clients have access to Wells Fargo Advisors, referrals from securities -registered bankers in the Consumer Bank and the Wells Fargo Private Bank, our ... to all client segments **About this role:** Wells Fargo is seeking a Head of WIM Mortgage with full business management and leadership responsibilities for this… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. The Global Head of AML Advisory is a senior manager responsible for providing Subject matter level ... products, or client related matters. + Partner with GFCD Operations on Vendor Tool Evaluation of products intended to...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- SMBC (New York, NY)
- …of Functions Control Officer with an indirect reporting line into the Americas Division Operations Head of Business Administration. The AD Ops FCO is responsible ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...of benefits to its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change… more
- SMBC (New York, NY)
- …(SMBC) will work within the Legal Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …advisory compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko...communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding… more
- Citigroup (New York, NY)
- …functions within the centralized Tax Information Reporting (TIR) team in Core Operations within Citi's Chief Operating Office and partner with the Global ... Head to drive the strategic agenda for Tax Information...required tax technical guidance to Citi's business and TIR Operations on significant advisory matters including new/changes to exiting… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Nuveen Investments (New York, NY)
- …record, keeping, monitoring, and reporting capabilities. + Coordinate with the firm's investment operations team. + Position will report into head of Structured ... **Key Responsibilities and Duties** + Analyzes research on specific organizations, securities , financial products, and the overall economic environment to optimize… more
- Raymond James Financial, Inc. (New York, NY)
- …equity sales & sales trading. * Principles of banking and finance and securities industry operations . * Financial markets and products. * Canadian Capital ... on investment opportunities and recommending buying and selling of securities . Regular contact with internal and external customers is...views on US equities, coordinate those requests with the head of sales before communicating with US clients. *… more