- Fidelity TalentSource LLC (Jersey City, NJ)
- …You Bring6-8\u002B years of risk, compliance, legal, or audit experience at financial services institutions, eg, asset managers, banks, regulatory agencies ... brokerage operations, or client service operations - including familiarity with regulatory requirements (required)Strong judgment and analytical skills - you will… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …City. The Risk Management Team evaluates and interprets moderately sophisticated financial and statistical information, and assists in the development, enhancement ... or related field5\u002B years business experience within a large scale financial services environmentSeries 7 preferredShown knowledge of the brokerage business,… more
- Creative Financial Staffing (New York, NY)
- …and Finance. OVERVIEW OF THE SENIOR ACCOUNTANT ROLE: Overseeing all financial activities, ensuring compliance with regulatory standards, providing strategic ... Senior Accountant - Non -profit ABOUT THE COMPANY: Our client is a...etc. Annual Audit related tasks Prepare review and analyze financial statements Lead the annual budget process Ensuring proper… more
- Fidelity TalentSource LLC (New York, NY)
- …of topics including but not limited to plan design, compliance and reporting services, pricing and employee contribution settings or retiree health care solutions. ... privately held company with a mission to strengthen the financial well-being of our clients. We help people invest...and plan for their future. We assist companies and non -profit organizations in delivering benefits to their employees. And… more
- Bank of America (New York, NY)
- Non - Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At ... processes and coordinating necessary expertise across multiple operations functions and products. ** Non - Financial Regulatory Reporting - Governance… more
- Bank of America (New York, NY)
- …over a team or may manage one level of managers. Job Description: Global Markets Non - Financial Regulatory Reporting FLU Governance Team is responsible ... are guided by a common purpose to help make financial lives better through the power of every connection....adding new reports into inventory. Evaluating risks associated to Regulatory Reporting process and following the control… more
- Motion Recruitment Partners (New York, NY)
- …specifically within the Data and NFRR domains. + Detailed knowledge and expertise of Non - Financial Regulatory Reporting (NFRR) processes. + Proficient ... Regulatory Business Analyst / Project Manager New York,...trusted brand with over 200 years of continuously evolving financial services worldwide. Will be accountable for project management… more
- Bank of America (New York, NY)
- …The function is seeking to recruit associates into a growing team to support the Non - Financial Regulatory Reporting (NFRR) Change program across global ... are guided by a common purpose to help make financial lives better through the power of every connection....- with the overall goal of centralizing and standardizing regulatory reporting across Global Market Operations. The… more
- Citigroup (Queens, NY)
- …**Skills:** + Strong familiarity with Regulatory capital rules and GAAP/SEC financial reporting . + Strong leadership and personnel management skills. + Able ... The Global Regulatory Reporting Capital and GSIB Report...+ CPA Preferred. **Job Family Group:** Finance **Job Family:** Financial Reporting **Time Type:** Full time **Primary… more
- Lincoln Financial Group (New York, NY)
- …this team you will gain experience in a wide array of areas including financial reporting , investment accounting, financial analysis, amongst other valuable ... and remote employees.. **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst,...* 5+ Years of experience in accounting, securities or financial reporting that directly aligns with the… more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will...or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent… more
- Citigroup (New York, NY)
- …multi-task. + Good communication skills **Job Family Group:** Finance **Job Family:** Financial Reporting **Time Type:** Full time **Primary Location:** New York ... **Department Description** The Non -Trading Market Risk (NTMR) Operations within Treasury Chief...within Treasury Chief Administrative Office (CAO) is responsible for reporting , analytics and data quality controls related to the… more
- Citigroup (New York, NY)
- …criteria, documentation and after action reporting ) + Understanding of Regulatory Environment: Deep knowledge of financial regulations and requirements, ... to the Head of Resolution & Recovery Planning (RRP), the Head of RRP Non - Financial Capabilities, Controls, and Testing is responsible for providing oversight and… more
- TD Bank (New York, NY)
- …Conduct First Line surveillance and business conduct reviews. + Compile management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... & Sales teams and Desk Heads / Supervisors. + Understanding of key non - financial risk (eg, market, credit, operational) concepts, controls and applicability to… more
- Santander US (New York, NY)
- …regulatory guidelines and best practices from both the US and European financial regulatory bodies. + Risk Assessment: Oversee the identification, evaluation, ... of regulatory capital frameworks, including the Basel rules, advanced financial expertise, deep understanding of CIB products (both in the banking and… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation ... including Dodd-Frank, EMIR, MiFID II, CFTC, and other global and multi-jurisdictional regulatory frameworks. + In-depth knowledge of critical financial documents… more
- Wells Fargo (New York, NY)
- …adherence through monitoring routines that drive accountability of risk associated non -adherence to the regulatory requirements. This position will work ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- CIBC (New York, NY)
- …business processes in order to enhance operational efficiency and effectiveness of the regulatory reporting regime. **How You'll Succeed** + The ideal candidate ... + Assist with the tracking and organization of surveillance metrics of various regulatory reporting obligations, including: CAT, TRACE, LOPR, Swap Dealer Trade … more
- Bloomberg (New York, NY)
- …least one of the following: Capital Markets, Trade Lifecycle, Middle Office Operations, or Financial Regulatory Reporting + Experience with data mapping and ... **You'll need to have:** + 5+ years working in Regulatory Trade or Transaction Reporting with a...+ Ability to facilitate active interactions between technical and non -technical teams **We'd love to see:** + Experience with… more
