- Bank of America (New York, NY)
- Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New York, New York; Stamford, Connecticut; Atlanta, Georgia; Dallas, Texas; Boston, ... risks are adequately designed and functioning effectively. + The Quality Assurance Team is responsible for ensuring...are not limited to: + Subject matter expertise of BSA/ AML and Fraud related risks with a focus on… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational experience… more
- Deloitte (Jersey City, NJ)
- …documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the ... and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML , you will have...regular updates on project delivery covering aspects such as quality , timelines, risk, and issue management. + Track internal… more
- KPMG (New York, NY)
- …the needs of the team and business; solid experience in performing auditing, testing or quality assurance of AML and/or OFAC controls and processes + ... **Business Title:** Manager , Financial Crimes **Requisition Number:** 113300 - 68...crimes (such as Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ), and Office of Foreign Assets Control (OFAC)/sanctions) and… more
- Capital One (New York, NY)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk...believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's… more
- Scotiabank (New York, NY)
- …Responsible for coordinating requested information and answering questions from Internal Audit, Quality Assurance , and external Regulatory Exams. + Ability to ... Senior Manager , Regulatory Reporting **Requisition ID:** 206287 **Salary Range:**...expanding controls around the reporting process to ensure data quality , integrity and accuracy of reports. + Monitor regulatory… more
- Scotiabank (New York, NY)
- …risk and governance, BCM practices, and Technology-specific RCSAs. + Manage and perform Quality Assurance review of all operational risk frameworks for both ... Manager , First Line Operational Risk & Resilience **Requisition...and working groups. + Evaluate enterprise-wide assessments in TPRM, BSA/ AML , CRCA, Risk ID, Operational Resilience, to tie critical… more
- Robert Half Management Resources (Parsippany, NJ)
- …in Morris County, NJ is currently seeking an Internal Auditor to support their Quality Assurance group on a contract to full-time basis. The Internal Auditor ... be knowledgeable of typical industry regulations (BSA, Patriot Act, OFAC, AML ). Proficiency with TeamMate software is strongly preferred. CIA credential preferred.… more
- SMBC (New York, NY)
- …Business Control Officers, Risk Management, Operations, IT, and Legal; + Support Quality Assurance efforts within the Market Surveillance program; + Support ... Crime department is responsible for ensuring the compliance with anti-money laundering ( AML ), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for… more