- Apex Fintech Solutions (Jersey City, NJ)
- …& Best Trading Technology - presented by Global Fintech AwardsABOUT THIS ROLEThe Senior Regulatory Reporting Analyst on the Apex Finance team is responsible ... Accounting, Treasury, Client Service, Operations, Compliance, and Technology. The Senior Regulatory Reporting Analyst must be a critical thinker, analytical,… more
- Royal Bank of Canada (Jersey City, NJ)
- …from analysts and other areas. This role may focus on multiple forms of regulatory reporting , such as Electronic Blue Sheets, OATS, LOPR, Short Interest, TRACE, ... on all proceduresProduce presentations for a range of stakeholders highlighting achievements, regulatory reporting metrics, regulatory risks and change… more
- LPL Financial Holdings, Inc. (Jersey City, NJ)
- …care of our advisors, so they can take care of their clients.Job Overview:As the Senior Analyst of Regulatory Reporting within the Treasury team, you will be ... and External Audit Support: Coordinate and support internal audits of regulatory reporting processes and collaborate with external auditors to… more
- Financial Industry Regulatory Authority (Jersey City, NJ)
- The Analyst performs a variety of specific duties depending on the core function to which assigned. Core functions in Regulatory Review and Disclosure (RR&D) ... Disqualification, Expungements, Formal Disciplinary Actions (FINRA, SEC, and other Self- Regulatory Organizations (SRO)) and review of related Court Documents.… more
- JP Morgan Chase & Co. (Jersey City, NJ)
- …status quo and striving to be best-in-class.As a Risk Management - Risk Reporting Analyst , you will be responsible for developing, implementing, and maintaining ... is an advantage. Familiarity with financial markets and credit instruments. Experience in regulatory reporting and compliance About UsJPMorgan Chase & Co., one… more
- JP Morgan Chase & Co. (Jersey City, NJ)
- …the market risk infrastructure and process automation. As a Risk Management - Risk Reporting Analyst , you will perform control processes in support of the ... and contribute to discussions on risk-related issues. Ensure that all risk reporting activities comply with relevant regulatory requirements and industry… more
- Financial Industry Regulatory Authority (Jersey City, NJ)
- The Principal Analyst of the Metrics and Reporting ("Metrics") team in FINRA's Department of Market Regulation and Transparency Services ("MRTS") is responsible ... team and Regulatory Operations staff regarding standard and ad hoc reporting .Maintains systems and reference data owned by MRTS.Assists with the collection of… more
- American International Group (Jersey City, NJ)
- … and governance that may impact businessHandle insurance company periodic regulatory reporting requirementsSupport licensing obligations of insurersAssist with ... through AIG operations and network partners. Our Global Legal, Compliance and Regulatory (GLCR) team provides first class advice to colleagues and functions across… more
- Bank of America Corporation (Jersey City, NJ)
- …an impact, along with the power to make a difference. Join us!Private Banking Reporting Analyst -Private Bank Controls and Supervision is engaged in executing a ... multi-year Private Bank Data Strategy and need an individual with strong reporting and technical background and a strategic / risk-based mindset. This job is… more
- Financial Industry Regulatory Authority (Jersey City, NJ)
- The Senior Principal Analyst of the Strategic Metrics & Reporting ("Metrics") team in FINRA's Department of Enforcement is responsible for performing a wide ... Regulatory Operations staff regarding standard and ad hoc reporting .Develops alternatives, enhancements, and solutions to maximize effectiveness and… more
- Financial Industry Regulatory Authority (Jersey City, NJ)
- This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine ... initiatives across SurveillanceRemains current on industry trends, practices, and regulatory impacts Education & Experience Requirements:Bachelor's degree and a… more
- Bank of America Corporation (Jersey City, NJ)
- …AnalyticsBank of America Merrill Lynch has an opportunity for a Quantitative Finance Analyst (B5) within our Global Risk Analytics (GRA) function. GRA is a sub-line ... models and analytical tools for effective risk and capital measurement, management and reporting across Bank of America. GRA partners with the Lines of Business and… more
- JP Morgan Chase & Co. (Jersey City, NJ)
- …working with other JPMC functions, including Basel Measurement & Analytics (BM&A), SEC Reporting Team, Firmwide Regulatory Reporting & Analysis (FRRA), LOB ... and sign-off by LOBs and ensure quality variance commentary Oversee quarter end regulatory reporting responsibilities, ensuring a high level data quality and… more
- Bank of America Corporation (Jersey City, NJ)
- …scenario design, scenario implementation, results consolidation, internal and external reporting , and analyzes stress scenario results to better understand key ... work experienceConsumer Model Development & Operations - Sr. Quantitative Financial Analyst Job Description and Role ResponsibilitiesBank of America Merrill Lynch… more
- Bank of America Corporation (Jersey City, NJ)
- …Value portfolio in Global Banking and a diverse range of Economic and Regulatory Capital models. The team is further responsible for ongoing maintenance and upgrades ... addition, the team is responsible for responding to new regulatory initiatives in the Global Markets business. This includes...has a requirement for a highly motivated Quantitative Finance Analyst to support the growing needs of the team… more
- Citigroup, Inc (Jersey City, NJ)
- Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight ... a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is… more
- Brown Brothers Harriman (Jersey City, NJ)
- …others.Join us as a Sr. IT Risk Assurance AnalystThe Senior IT Risk Governance Analyst leads the Cyber Risk Assessment (CRA) and NYDFS programs, while supporting the ... and perform ongoing monitoring and assessments to facilitate the NYDFS regulatory program.Execute and facilitate SOC 2 for technical and non-technical… more
- Citigroup, Inc (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for surveillance services ... designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Additionally, this role is responsible for the design and… more
- Jefferies Financial Group (Jersey City, NJ)
- …Candidate must have: Strong experience working with Trade Surveillance, Compliance, Regulatory Reporting Understanding of the trade lifecycle for major ... Job DescriptionJob Description:As a Technical Business Analyst , you will play a key role in...Debt, Equities, ETF and other securities Able to understand regulatory requirements/changes, translating those requirements into system requirements, and… more
- JP Morgan Chase & Co. (Jersey City, NJ)
- …the status quo and striving to be best-in-class.As a Risk Management - Business Analyst , you are at the center of keeping JPMorgan Chase strong and resilient. You ... and software development for model risk technology and analytics; model risk reporting ; administration of oversight committees; project management of the review and… more
