- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance ...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance ...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk… more
- Scotiabank (New York, NY)
- Senior Manager , Conduct Compliance ...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance ...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and… more
- AIG (Parsippany, NJ)
- …AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and regulatory ... Compliance Officer in the day-to-day execution of the compliance program. + Review and capture investment ...investment regulation is a plus. + Familiarity with manager -of-managers structures. + Strong work ethic with great attention… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... by working to assist the US Legal Department and global business line Compliance teams in assuring investments and acquisitions by enterprise-wide business lines… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk Management role leads, develops and ... to provide necessary documentation and support during audits and examinations. The Sr. Manager , Anti-Boycott Compliance (US) will be responsible for building out… more
- Deloitte (New York, NY)
- …offerings is our Tax Analysis & Information Reporting for Debt Investments (TARDI) practice. Those pursuing investment opportunities in corporate/government ... can assist with the complex tax and reporting needs of large portfolios of fixed income investments . Work You'll Do As a Sr Manager in this group, you will… more
- MTA (New York, NY)
- Senior Investment Portfolio Manager Job ID: 8784 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: ... Date Posted: Sep 12, 2024 Description JOB TITLE : Senior Investment Portfolio Manager SALARY...Flow + Oversee the performance of the MTA Outside Investment Managers, insuring compliance with contract provisions.… more
- JPMorgan Chase (New York, NY)
- …in partnership with Controls, enhancing the overall control framework for the Investments business. + **Ensure Compliance :** Support audit, regulatory, and ... Join our dynamic Investments Business Management team to support the Latin...player, you will drive strategic initiatives and collaborate with senior stakeholders across the US and International Private Bank.… more
- KPMG (New York, NY)
- … senior manager in a public accounting firm supporting alternative investments ( investment partnership and/or mutual fund tax experience) + Solid skills ... for as a firm KPMG is currently seeking a Manager / Senior Manager to join our...tax experience in the financial services industry supporting alternative investments ( investment partnership and/or mutual fund tax… more
- Deloitte (New York, NY)
- …International Private Equity and Investment Management practice. What You'll Do As a Senior Manager , you will work within an engagement team and draw on ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross border ...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- JPMorgan Chase (New York, NY)
- …and portfolios. + Enhance risk oversight processes, policies, and procedures for Investment , Liquidity and Counterparty Risk, ensuring compliance is maintained. ... JP Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors… more
- Nuveen Investments (New York, NY)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... Department and Compliance colleagues who are responsible for Product, Distribution, Investment Management, and ESG compliance . + Routinely interface with … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...status quo and striving to be best-in-class. As a Senior Associate within the Business Management team, you will… more
- JPMorgan Chase (New York, NY)
- …involves providing comprehensive business management support to the Global Heads of Technology Investment Banking, and Senior Business Manager . The role is ... based in New York alongside the Technology Investment Banking team and will operate in the following...with key control and support functions (such as Legal, Compliance , Operations, HR, Audit, Technology, etc) + Help manage… more
- City of New York (New York, NY)
- … Committee; Participate in the BAM's review and recommendation of investments across all asset classes including investment recommendations, portfolio ... and other investment functions; Represent ETIs, Diverse and Emerging Manager programs and ESG priorities in leadership team meetings; Supervise the ETI… more
- Amazon (New York, NY)
- …partner. Key job responsibilities * Increase velocity and responsiveness to investment program/funding requests, including ensuring compliance , and accelerating ... of the customer opportunity. Evolve processes to reduce errors in investment request preparation, thus accelerating opportunities. * Provide support in operational… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity… more