- Scotiabank (New York, NY)
- Senior Manager , Compliance Risk...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...compliance risks across the Bank's US operations. The Senior Manager will be expected to work… more
- KPMG (New York, NY)
- **Business Title:** Manager / Senior Manager , Compliance & Reporting Specialist **Requisition Number:** 119886 - 68 **Function:** Tax Services **Area of ... important than investing in our culture because it's an investment in our people, our future, and what we...seeking a Manager / Senior Manager to join our Global Compliance Management… more
- TD Bank (New York, NY)
- …to the role which is outlined in the general summary below. **Job Summary:** The Senior Compliance Group Manager oversees assigned compliance functions ... compliance with applicable laws and regulations. The Senior Compliance Group Manager employs...Total Rewards Package** Our Total Rewards package reflects the investments we make in our colleagues to help them… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from… more
- Scotiabank (New York, NY)
- Senior Manager , Conduct Compliance ...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance ...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and… more
- AIG (Parsippany, NJ)
- …AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and regulatory ... Compliance Officer in the day-to-day execution of the compliance program. + Review and capture investment ...investment regulation is a plus. + Familiarity with manager -of-managers structures. + Strong work ethic with great attention… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** The Senior Manager - Merchant Card Compliance & Control oversees a ... , PCI Compliance Oversight, Risk Management, and Internal Controls The Senior Manager , Business Management oversees and leads a large and/or highly… more
- Banco Popular Puerto Rico (New York, NY)
- … Senior Compliance Officer II. - CRA US CRA We are looking for a senior CRA Compliance Officer/CRA Program Manager to join our Compliance Team in ... strategy and be responsible for its successful implementation. The Senior CRA Officer-CRA Program Manager shall also...investments and services on an enterprise-wide basis in compliance with the Community Reinvestment Act. + Serve as… more
- Deloitte (New York, NY)
- …offerings is our Tax Analysis & Information Reporting for Debt Investments (TARDI) practice. Those pursuing investment opportunities in corporate/government ... can assist with the complex tax and reporting needs of large portfolios of fixed income investments . Work You'll Do As a Sr Manager in this group, you will… more
- KPMG (New York, NY)
- … senior manager in a public accounting firm supporting alternative investments ( investment partnership and/or mutual fund tax experience) + Solid skills ... for as a firm KPMG is currently seeking a Manager / Senior Manager to join our...tax experience in the financial services industry supporting alternative investments ( investment partnership and/or mutual fund tax… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... requirements, and engage with stakeholders across various Technology, Operations and Investment teams to ensure successful implementation of several strategic data… more
- JPMorgan Chase (New York, NY)
- …involves providing comprehensive business management support to the Global Heads of Technology Investment Banking, and Senior Business Manager . The role is ... based in New York alongside the Technology Investment Banking team and will operate in the following...with key control and support functions (such as Legal, Compliance , Operations, HR, Audit, Technology, etc) + Help manage… more
- JPMorgan Chase (New York, NY)
- …deep expertise to institutional clients around investment governance, investment policy, portfolio construction, and alternative investments . As experienced ... four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking, and Consumer and Community Banking. Through… more
- Deloitte (New York, NY)
- …Private Equity and Investment Management practice. What You'll Do As a Manager , you will work within an engagement team and draw on experience in accounting ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross border ...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- Nuveen Investments (New York, NY)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... The Derivatives Strategies & Trading Senior Director will be responsible for structuring and...closely with Nuveen public market portfolio managers, private market investment officers, as well as the TIAA General Account's… more
- Nuveen Investments (New York, NY)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... business. + Provide application and production support for the Charles River Investment Management System (CRIMS). + Configure Manager Workbench, blotters,… more
- Bank of America (New York, NY)
- Audit Manager - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... members. This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses...and most of our audits are global. An Audit Manager is expected to lead audits and a team… more
- Citigroup (Jersey City, NJ)
- …+ Reviewing and approving investment requests and proposals + Performing investment manager due diligence and ongoing monitoring + Preparing risk management ... for discretionary trusts + Determining the appropriate asset allocation and manager selection strategies + Performing periodic investment reviews, generating… more
- TD Bank (New York, NY)
- …to securities laws and regulations. Collaborate closely with internal stakeholders, including investment bankers, product groups and compliance as well as ... specific details for this role. **Job Description:** We are seeking an experienced senior attorney, with substantial and broad expertise in Capital Markets and other… more