- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:RoleFidelity Internal Information Senior Compliance Advisor, FDAS Compliance The Role As a member of the Fidelity Digital Asset Services, LLC ... knowledge, reasoning and relationships The Team This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise grade… more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer I is a senior -level position responsible for leading activities including credit review, credit approvals and monitoring ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Wellington (New York, NY)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on...Group and will report to the Private Investments Chief Compliance Officer , working closely with other … more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer / Securitization Risk is a senior -level position responsible for leading activities including credit review, credit ... skills with good attention to detail + Sound risk and credit judgement + Senior Credit Officer designation (SCO) preferred Qualifications: + 10+ years of… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Director / Senior Credit Officer to cover Corporates in North America. + The Director- ... of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client...Senior Credit Officer 's main responsibility entails the… more
- Citigroup (New York, NY)
- …and indicators for maximum efficacy. The Counterparty Credit Risk (CCR), Credit Portfolio Senior Officer is a senior -level position responsible for managing ... Institutional Credit Management (ICM) works closely with our...and external constituencies + Prepare risk management presentations for senior management that include analytics on expected portfolio performance… more
- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management Office, with a focus on Institutional Credit Management (ICM), responsible for the promotion, ... regulators. + Establishing and developing effective relationships within Citigroup senior management, front line, second line (including independent risk, finance,… more
- Wellington (New York, NY)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on...these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...& Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the… more
- Neuberger Berman (New York, NY)
- …+ Coordinate and manage monthly client investment and administrative review process ( Institutional Administrative and Investment Compliance Committee) and act as ... **Summary:** NB Trust Company's Institutional business focuses on Collective Investment Funds (CITs)...on Collective Investment Funds (CITs) and Outsourced Chief Investment Officer (OCIO) mandates. Our clients include corporate and public… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client...("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client...the compliance program for an investment advisory firm in Manhattan,… more
- Morgan Stanley (New York, NY)
- …countries. Department Profile: The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects the ... as advisor to Morgan Stanley's various businesses and its senior management team. Job Description Summary As an Executive...of Market Risk and Bank Resource Management Lead in Institutional Securities Group (ISG) Finance. You will play a… more
- SMBC (New York, NY)
- …offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local ... knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely… more
- SMBC (New York, NY)
- …to broader audiences. Key reporting audience are Compliance Vertical Heads, Compliance governance forums, Compliance senior management, and Head Office. ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- Truist (New York, NY)
- …mitigate compliance risks and improper conduct, ensuring these standards are institutional throughout the business units, and monitoring compliance with such ... the following job description:** Lead the implementation and direct an effective compliance risk management program that sets forth the framework through which the… more
- YAI (Manhattan, NY)
- …with other members of the senior leadership team including the Chief Program Officer , Chief Compliance Officer , and Chief Human Resources Officer ... delivery needs. + Report to YAI's Ch ief Executive Officer and Boards for YAI and it affiliates on...of all funding sources including government grants and reimbursement, institutional , and individual donor support through accurate and detailed… more
