- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer...an important bridge to this key global market for trade and investment flows across the Americas and the ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to prevent and detect non- compliance issues and promote a culture of compliance . + Participating in industry groups and trade association working groups or… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Deloitte (Jersey City, NJ)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Manager on our Global Trade Advisory...foreign multinational companies on global import and export strategies, compliance , and technology enablement. The Global Trade … more
- Deloitte (Jersey City, NJ)
- …valuation requirements. + Process improvement planning and implementation assistance + Trade compliance audit assistance and representation before trade ... world in our world! What you'll do As a Senior Consultant on our Global Trade Advisory...of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU… more
- KPMG (New York, NY)
- …License) issued by US Customs and Border Protection, CUSICO (Certified US Import Compliance Officer ), CUSECO (Certified US Export Compliance Officer ... **Business Title:** Senior Associate, Global Trade Technology (SAP)... Trade Management (GTM) solutions in their daily trade and compliance activities + Work with… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer...an important bridge to this key global market for trade and investment flows across the Americas and the ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- KPMG (New York, NY)
- …License) issued by US Customs and Border Protection, CUSICO (Certified US Import Compliance Officer ), CUSECO (Certified US Export Compliance Officer ... **Business Title:** Manager/ Senior Manager, Global Trade Technology -...hands-on implementation experience in all SAP GTS modules including compliance , classification, export control, customs management with self-filing and… more
- Deloitte (New York, NY)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing… more
- Citigroup (New York, NY)
- **Team/Role Overview:** Treasury and Trade Solutions (TTS) is a market leading, award-winning provider of cash management, cards and trade , solutions to ... This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks aligned...ensure appropriate execution of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Director / Senior Credit Officer to cover Energy Corporates in North America. + The ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Director- Senior Credit Officer 's main responsibility entails the… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer New York, New York;Chicago, Illinois **Job Description:** At Bank of America, each day brings innovation and opportunity. We are ... our clients in providing liquidity management, payments and receipts, trade and supply chain finance, FX and commercial card...of America. Powered by people. Driven by Technology. The Senior Treasury Sales Officer (TSO) is responsible… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US...and procedures. + Oversee the development and maintenance of trade compliance programs, policies, and automated systems,… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee ... Compliance program encompasses a number of portfolios including trade surveillance, e-communications and voice surveillance, employee personal trading,… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... Marex Solutions Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Marex Solutions Trade Surveillance… more
- Tradeweb (New York, NY)
- …will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for ... requirements are essential for this role. You will provide compliance advice in a fast-paced business setting, with the...firm in the role of a CCO or similar senior role supporting a broker dealer. + Strong understanding… more