- MTA (New York, NY)
- …Office of the Chief Counsel Date Posted: Sep 4, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐ $109,000 HAY POINTS: ... after their effective date of hire. * SUMMARY: The Senior Compliance Manager is responsible...Meet with individuals, groups and management as necessary to " market " the Internal Control program for integration into business… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... support three institutional FINRA registered broker dealers and provide compliance support to the Capital Markets line...TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible for the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...execution of tasks to support senior management within the Americas Division Compliance … more
- Robert Half (New York, NY)
- …trusted global consulting firm. Where We Need You Protiviti is looking for a Risk & Compliance Senior Manager to join our growing Lender Due Diligence team. ... REQUISITION Risk and Compliance Lender Due Diligence Senior Manager LOCATION NEW YORK CITY ADDITIONAL...and serve as an ambassador of Protiviti in the market . You will also be a mentor and provide… more
- KPMG (New York, NY)
- …KPMG is currently seeking a Manager or Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance ... KPMG's respectful and courteous work environment Additional Responsibilities for Senior Manager : + Participate in and contribute to market and business… more
- Parsons Corporation (New York, NY)
- …systems to analyze information. Under the direction of the Senior Manager of Procurement Operations and Compliance , the selected Candidate's Responsibilities ... you're looking for. **Job Description:** **Parsons is looking for an amazingly talented** ** Senior Manager , Contract Administration** **to join our team! In this… more
- City National Bank (New York, NY)
- ** SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS ** **WHAT IS THE OPPORTUNITY?** The Senior Business Control Manager will report into the Business ... in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest Rate… more
- S&P Global (New York, NY)
- …enterprise data management, investment management, loans platforms, regulatory and compliance solutions, and private markets solutions. **The Products:** ... a product manager to drive product growth within the private markets franchise. **Key Responsibilities:** + **Product Strategy and Vision** : Define short-term… more
- Bank of America (New York, NY)
- Global Markets Risk Manager - Equities Market Risk New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... by trading desks, especially Exotics and Investable Indices, the market risk manager will assess a broad...senior management + Liaisons with businesses to understand market trends and impacts on portfolio, using knowledge of… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit. This role will ... support the Markets Technology Audit team, which provides technology audit coverage...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- KPMG (New York, NY)
- **Business Title:** Senior Manager , NYFS Banking and Capital Markets **Requisition Number:** 116858 - 68 **Function:** Tax Services **Area of Interest:** ... we stand for as a firm KPMG is currently seeking a Senior Manager to join our Business Tax Services (https://tax.kpmg.us/content/tax/en/index.html) practice.… more
- Affinius Capital (New York, NY)
- …with Senior Managing Director or Executive Director, Capital Markets , acquisition or developmentrepresentative, portfolio manager , COO, in-house and ... to meet the critical need for housing solutions, and for other market and capital structure opportunities exhibiting compelling risk-return characteristics. For more… more
- Danaher Corporation (New York, NY)
- The Senior Manager , Market Access Strategy & Payer Value Marketing will play a critical role in the growth of Cepheid by building capabilities for value & ... for Cepheid's products globally. The position will also support worldwide Market Access strategy development initiatives. These activities will be accomplished by… more
- Truist (New York, NY)
- …during the design. Focuses on applications specific to the Capital Markets technology platform. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary ... Deep and broad knowledge of Fixed Income products, trade life cycle, and compliance related activities. + Hands on experience and expertise with Broadridge platforms… more
- TD Bank (New York, NY)
- …this role **Job Description:** **Preferred Qualifications:** We are looking for a Director, US Markets Compliance Advisory to join our team in NYC. The ideal ... and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. +… more
- TD Bank (New York, NY)
- …role **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal ... and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. +… more
- Bank of America (New York, NY)
- Global Markets Risk Manager New York, New...and regulators - Ensuring robust procedures to maintain regulatory compliance The market risk manager ... senior management + Liaisons with businesses to understand market trends and impacts on portfolio, using knowledge of...to the policies and procedures established by the company Market Risk Manager primarily covering FRTB deliverables… more
- Citigroup (Jersey City, NJ)
- Citi Market Operations is currently at a pivotal point in its evolution and journey to implement a target operating model. We take pride and are passionate about our ... Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (AVP/VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). This position is in the... risks taken by structured products desks (ABS/CMBS/RMBS), the market risk manager will assess a broad… more
- Citigroup (Jersey City, NJ)
- Citi Markets provide world-class solutions that are as diverse as the needs of the corporates, institutions, governments, and individual investors we serve in 160 ... and currencies, sectors and industries, covering a vast array of products. Citi Market Operations is currently at a pivotal point in its evolution and journey,… more