- Santander US (New York, NY)
- Sr . Associate , AML Compliance - Corporate & Investment Banking New York, United States of America The Sr . Associate , AML Compliance is ... The incumbent will work as a subject matter expert supporting the Firms AML / Compliance Team to ensure compliance with Bank Secrecy Act (BSA)/Anti-Money… more
- SMBC (Jersey City, NJ)
- …for submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative risk factors into ... how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's… more
- Santander US (Florham Park, NJ)
- Sr . Associate , AML - OFAC...Rating liaison to internal and external partners to represent AML Risk Compliance on projects, changes, new business ... Model Developer Florham Park, United States of America The Sr . Associate , AML - OFAC...activities. + Perform analytical research in support of the Compliance Department, with a strong focus on AML… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Officer - Senior Associate on the Consumer and Community ... initiatives within the context of the firm's global compliance mandate + Conduct an AML and/or...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
- Deloitte (New York, NY)
- …financial institution compliance officers, and more. As an Anti-Money Laundering (" AML ") Project Associate ( Senior Consultant), you will have the ... please consider an opportunity with Deloitte as a Project Associate . A Project Associate at Deloitte plays...mutual funds and insurance companies + Ability to develop AML /OFAC compliance policies and procedures and review… more
- KPMG (New York, NY)
- **Business Title:** Senior Associate , Financial Crimes Analytics **Requisition Number:** 119351 - 68 **Function:** Advisory **Area of Interest:** **State:** NY ... a career in Advisory. KPMG is currently seeking a Senior Associate , Financial Crimes Analytics to join...+ Minimum three years of financial crimes (such as AML /OFAC/Anti-Bribery and Corruption (ABC)/Anti-Fraud) compliance or corporate… more
- SMBC (Jersey City, NJ)
- …+ Manage the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/ AML Compliance Officer and senior management review + Develop and ... Description** Reporting to the Director of Compliance Program Management, the Compliance Program Management Associate assists the team with the oversight,… more
- Citigroup (New York, NY)
- The Associate Banker Senior is a seasoned...the Banker + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (Jersey City, NJ)
- … Model Validation Manager, in the Risk Management Department, Americas Division. The Compliance Model Validation Specialist / Sr . Analyst will lead the ... through validations, communicate the issue with model owners and senior management, and provide feasible and adequate recommendations +...or related fields + 4+ years of experience in compliance analytics, BSA/ AML model validations, or related… more
- M&T Bank (New York, NY)
- …expansion of existing client relationships. + Complete new account opening, collect AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) ... to the satisfaction of the client. + Review daily department reports to ensure compliance with operation, security, and audit procedures as well as a positive client… more
- RGP (New York, NY)
- …from early September through the end of December. The ideal candidate will be at the Sr . Associate to VP level, with expertise in Audit and Financial Crimes ... RGP is seeking a consultant to provide Compliance Audit Support, with a primary focus on...and support audits focused on financial crimes, such as AML , Sanctions, and Bribery and Corruption. You'll be responsible… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate , Exotic Equity Derivatives Junior Trader, Equity Derivatives...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Treasury Associate **Requisition ID:** 203220 **Salary Range:** 110,700.00 -...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …Math, Engineering, Economics, Science or Technology + Experience as a vice president or senior associate in an investment banking role, preferably in a sponsors ... Associate Director, Investment Banking - Sponsors **Requisition ID:**...business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions, and conduct risk + Build… more
- JPMorgan Chase (New York, NY)
- Join our Global Banking team as a Deal Services Associate , where you'll collaborate with Product and Coverage teams to oversee and optimize Investment Banking ... reviews, and strategic pipeline management. **Job Description** As a Deal Services Associate within the Global Banking team, you will collaborate with Product and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a high-performance ... Associate , Equity Research, Biotechnology **Requisition ID:** 213047 **Salary...strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- BMO Financial Group (New York, NY)
- …transaction deadlines. The individual will ultimately be responsible for supporting senior professionals in business development and day-to-day execution of these ... support (financing agreements, term sheets, etc.) + Financial closing coordination + AML /KYC and client onboarding activities and coordination + Virtual data room… more
- SMBC (New York, NY)
- …+ Oversee new and on-going counterparty onboarding requirements across credit, legal, AML /KYC, and compliance /regulatory groups + Prepare pitchbooks and other ... exotic structures. We are looking for an experienced derivatives marketing analyst or associate to work on a team of derivatives marketers covering US Corporate… more