- SMBC (Jersey City, NJ)
- …and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review ... employees. **Overview** The firm is going through a multi-year Regulatory Reporting Transformation program and this position reports into...program and this position reports into the Director of Change Management Department. You will work with… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Background** This position reports into the Vice-President of Change Management Department and will work with other teams within the ... Data and Technology Departments to carry out the regulatory ...finance, or a related field + Experience in Banking, Regulatory Reporting and Risk Management projects +… more
- City National Bank (New York, NY)
- …risk management in the financial services industry + Strong program and change management skills. + Good communication skills / executive presence. + ... ** Regulatory Transformation Program Management & Reporting**...reporting status to senior leadership. Liaises with Legal, HR, Regulatory Relations, Technology & Innovation and other… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** The TD Securities US Regulatory Management & Remediation team is responsible for the planning, ... scalability. + Responsible for key assessments across multiple stakeholders and aligning technology and regulatory objectives into a shared delivery vision. +… more
- S&P Global (New York, NY)
- …and coordinating large-scale change projects, especially those involving technology or operational improvements in regulatory and documentation solutions. ... Solutions, you will work closely with cross-functional teams, including Sales, Operations, Technology , and Product Management , to develop and enhance our suite… more
- TEKsystems (Jersey City, NJ)
- …currently seeking an IT Business Analyst for Derivatives Trade and Transactions regulatory reporting technology . This position will focus on supporting ... , Derivatives, Requirement gathering, Business requirements, Sql, User stories, Stakeholder management , Regulatory compliance, Data, Data analysis Top Skills… more
- Citigroup (New York, NY)
- …Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United States. ... requests. + Ensures standards and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management… more
- JPMorgan Chase (Brooklyn, NY)
- …regulator review materials + Collaborating with FRRA Policy on interpretative questions, instruction change management etc. + Provide management oversight to ... The Firmwide Regulatory Reporting & Analysis (FRRA) team resides within...includes determining the appropriate investment in people, processes and technology to improve the accuracy, completeness and consistency of… more
- MUFG (Jersey City, NJ)
- …member of our recruitment team will provide more details. **Job Summary:** The Regulatory Reporting Technology is critical function that supports the ... Regulatory Reporting to support HO and Regulatory Compliance initiatives through projects and BAU enhancements including Financial reporting, Liquidity Reporting,… more
- S&P Global (New York, NY)
- …: Assist clients with scalability challenges, the ability to utilize our Data, Technology , and services to manage complex regulatory engagements. **Position** : ... We are seeking an experienced Executive Director of Product Management to lead the Regulatory & Compliance...catalyst to be set in motion. Information, imagination, people, technology -the right combination can unlock possibility and change… more
- Citigroup (New York, NY)
- …Oversight Analyst for communications and reporting contributes to the directional strategy of regulatory engagement and exam management . In this role, you will ... Ensure standards are maintained and followed related to the management of regulatory interactions, including exam ...+ Provides support related to execution efforts related to regulatory initiatives, and actively monitor change control,… more
- Bank of America (New York, NY)
- …monitor issue and data incidents, provide report production metrics and monitor regulatory change implementations * Ensure processes and controls perform within ... : * 7+ years of experience in any of the following areas: Change Management /Operations/Compliance * Proven ability to manage processes and drive improvements… more
- Citigroup (New York, NY)
- …Analyst is a seasoned professional who contributes to the directional strategy of regulatory engagement and exam management . In this role, you will identify, ... Ensure standards are maintained and followed related to the management of regulatory interactions, including exam ...+ Provides support related to execution efforts related to regulatory initiatives, and actively monitor change control,… more
- Scotiabank (New York, NY)
- …working groups, managing projects and engaging with the firm's advocacy efforts relating to regulatory issues and regulatory change . + Serves as a resource ... Director, Legal Counsel, Bank Regulatory Attorney **Requisition ID:** 209636 **Salary Range:** 240,000.00...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- SMBC (Jersey City, NJ)
- …Objectives: Delivery** + Oversees the control governance over all daily, quarterly regulatory reporting processes via runbook management + Govern all areas ... to assist in the development and implementation of an effective financial regulatory reporting control environment for SMBC Americas Holding's Regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …in scaling technology solutions for growing organizations6. Project and Change Management - Proven ability to manage complex, multi-faceted projects ... Join the Mizuho team as the Regulatory & Compliance Integration Lead! In this role...information security best practices and compliance standards2. Leadership and Management - Proven track record of leading technology… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement and ... Finance activities, which span global Finance groups, Finance functions, and technology and business partners. This global team leads engagements, identifies… more
- Capco, a Wipro Company (New York, NY)
- …itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert consulting ... pitches **What You'll Bring with You:** . 5+ years of risk management and/ regulatory experience within capital markets; experience working within financial… more
- Citigroup (New York, NY)
- …on change initiatives, while advancing integrated auditing concepts and technology adoption + Recommend interventions to issues, propose solutions for risk and ... audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve… more
- Broadridge Financial Solutions (Newark, NJ)
- …the way, come join the Broadridge team. We are seeking an experienced Technology Leader to spearhead a high-impact transformation program aimed at modernizing our ... modern, scalable, and agile platform that meets the evolving needs of our regulatory communication business. The leader will bring a depth of experience developing… more