- City National Bank (New York, NY)
- … Bank Compliance policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Community Reinvestment Act , Fair Lending ... *COMPLIANCE OFFICER * WHAT IS THE OPPORTUNITY? Position is responsible...will do * Reviews/challenges compliance risk assessments, analyzing the Bank 's compliance risk; determine if current processes control risk.… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Business Banking Credit Services, led by the Chief Credit Officer of Business Banking, collaborates with various stakeholders across… more
- City National Bank (New York, NY)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... *RESIDENTIAL LENDING LOAN OFFICER * WHAT IS THE OPPORTUNITY? This position is...May identify business opportunities and solicit referrals of other Bank products or services from existing clients, referral sources… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your ... Compliance Officer within the Fair and Responsible Banking Department is...and regulations, as related to lending, deposits, payments, and bank operations (Examples include but are not limited to:… more
- City National Bank (New York, NY)
- …operational and credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... *BUSINESS DEVELOPMENT OFFICER - SBA* *Hybrid locations: Las Vegas, NV...development activities in assigned sales territory. Supports City National Bank ("CNB") network of business units. Analyzes needs of… more
- SMBC (Jersey City, NJ)
- …in accordance with regulatory requirements Bank Secrecy Act /Anti Money Laundering/Office of Foreign Assets Control ( BSA /AML/OFAC), SMBC policies ... with all regulatory practices outlined by CPAD (Compliance Department) BSA /AML/OFAC and adherence to Bank policies and...guidelines and deadlines. + Ensures completion of requests from BSA Officer in relation to conditional approvals… more
- Scotiabank (New York, NY)
- …risk. **Governance** + Compliance Oversight: Ensures compliance with regulatory requirements such as the Bank Secrecy Act ( BSA ) while taking into ... external regulatory requirements (USMCA) and internal policies and standards ( Bank ). This role will focus on providing administrative and...and activities as may be assigned by the US BSA /AML Officer and the GTB AML Risk… more
- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability ... Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is...pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....be part of the Technology Audit team (Chief Information Officer - CIO) and will be responsible for owning audit… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Risk Management Framework. - Assist Law Division Chief Risk Officer with special projects, as needed. **Location Expectations** The… more
- SMBC (Jersey City, NJ)
- …+ Manage the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA /AML Compliance Officer and senior management review + Develop and manage ... and enhancement of the Financial Crimes Compliance ("FCC"), including BSA /AML/OFAC/Anti-Fraud/Anti-Bribery and Corruption ("ABC") Risk Assessment Program, focusing on… more
- JPMorgan Chase (Jersey City, NJ)
- …the status quo and striving to be best-in-class. As a Compliance Risk Officer - Senior Associate on the Consumer and Community Banking (CCB) Global Financial ... of potential new products and services + Assist management in the annual BSA AML and Sanctions Risk Assessment, Quarterly Operational Risk Summaries and other… more
- Scotiabank (New York, NY)
- …and knowledge. + Performs other duties and activities as may be assigned by the US BSA /AML Officer , the GTB AML Risk Program Director, and the Director of US AML ... role will also coordinate with other stakeholders including US BSA /AML Program, Global Transaction Banking, Global AML, Client Onboarding,...and from time to time. + Understand how the Bank 's risk appetite and risk culture should be considered… more
- Ankura (New York, NY)
- …management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and prospects including business ... + Conduct independent regulatory program reviews and Testing; + Drafting BSA /AML compliance programs and developing training for FinTech's and broker-dealers. +… more