- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...Assessments Team which is responsible for the end-to-end AML risk assessment process. The Assessment ... risk appetite and protects the franchise. This compliance risk officer role is...strategy, design, development, execution and maintenance of Citi's AML Risk Assessment program. + Analyzing complex comparative… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Officer Associate within JPMC's Risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and Awareness, Continuous Monitoring and Testing, and Fair Lending Risk Assessment Reporting. You will report to… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan. + Participating… more
- Citigroup (New York, NY)
- …are well managed with clearly evidenced controls. + Serve as partner on Manager Control Assessment (MCA) Quarterly Risk Assessment and the Annual Risk ... matters across functions and products. **Job Purpose:** The Business Risk and Control Officer reports into the...defense (internal/ external audit), 2nd line of defense (eg, compliance functions, legal and enterprise risk management,… more
- Citigroup (New York, NY)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- …within own job and the business. + Responsible for the financial analysis, risk assessment and credit structure recommendation for cash flow lending products. ... The Credit Risk Senior Officer I is a...from a wide variety of sources to develop an assessment of client, competitor/ industry risks and trends for… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Senior Officer for its New York, New York location. Duties: Lead analytics to evaluate methodologies for risk -return, ... -taking activities, consistent with firm-wide standards. Oversee forecasting and setting Risk Appetite stress loss limits across Retail Credit portfolios. Develop… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital...insights and contribute to strategic decision-making processes related to risk assessment . Your work will be integral… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- Citigroup (Jersey City, NJ)
- …the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy requirements. + Allocate resource ... the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. - Fulfill risk assessment tickets in a timely manner, ensuring accurate ... responding to changes requested by third parties to ensure compliance and data protection. - Develop and implement efficient...Lead initiatives to enhance the efficiency and effectiveness of risk assessment processes. - Regularly assess the… more
- MUFG (Jersey City, NJ)
- …Horizontal Reviews, and ITIL in complex environment + Experience related risk assessment /testing methodologies evaluating the adequacy and efficiency of ... internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...and second line of defense. Also responsible for performing risk assessment of Citi's compliance ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) Plan. + Act… more
- SMBC (New York, NY)
- …and maintain best practice across the Firm. + Plays a key role in the Compliance risk assessment exercise. **Qualifications and Skills** + Extensive ... responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the... risk , and is represented by the Chief Compliance Officer as either a member or… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... proposals as required under NIRA/NIA policies. Provide a written description supporting the Compliance assessment of NIAs in line with the requirements of US… more
- Scotiabank (New York, NY)
- Manager, Regulatory Obligation & Risk Assessment , Swap Dealer and Derivatives Compliance **Requisition ID:** 220782 **Salary Range:** 90,000.00 - 167,200.00 ... team, you will support the firm and the Chief Compliance Officer by providing day-to-day guidance to...Dealer Compliance Programs by providing input on risk assessment areas of focus, known gaps,… more
- TD Bank (New York, NY)
- …order to support its strong risk culture and strategic approach to managing regulatory compliance risk . This is a newly created role on the TD Securities US ... Management intro their respective areas (eg, Monitoring & Testing, Branch Inspections, Risk Assessment , Regulatory Exams, etc.). **Depth & Scope:** **Issues… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... and covers the TDS US businesses. This Senior Compliance Officer will also support other aspects...from scoping to final report issuance. + Assist with Risk Assessment process for each registered and… more