- Vanguard (Malvern, PA)
- …leader, the Head of Retail Regulatory Enablement, will also provide strategic direction to a dynamic team of compliance professionals focused on Vanguard's ... Vanguard is seeking a highly skilled senior compliance professional to lead strategic compliance support related to business initiatives and new product launches.… more
- Citigroup (New Castle, DE)
- …is dedicated to ensuring the highest standards of accuracy, reliability and control through testing Citi's regulatory and management reporting while providing an ... ensuring the organization's adherence to regulatory standards and driving operational efficiency through first line testing and quality assurance...on track and consistent. We work closely with the head of QATV, other team leads, Report Owners and… more
- AAA Mid Atlantic (Wilmington, DE)
- AAA Club Alliance (ACA) is seeking a strategic leader to join our team as the Director and Head of Internal Audit. In this critical role, you will report ... and objective assessments of key risk areas, financial reporting, and internal controls . In this position, you will drive change by bolstering the organization's… more
- Vanguard (Malvern, PA)
- The Senior Compliance Director, Products and Funds provides strategic leadership and direction on the design and management of Vanguard's mutual funds, ETFs, ... and traders, to drive robust compliance risk management. This role reports to the Head of Global Fund, Advisor, and Distribution Compliance and is a senior leader… more