- Vanguard (Malvern, PA)
- …procedures inclusive of appropriate operational and supervisory oversight within the business. The Senior Compliance Director , Head of Retail Regulatory ... evolving service offerings, Vanguard is seeking a highly skilled senior compliance professional to lead strategic ...complement the required skills. As a trusted leader, the Head of Retail Regulatory Enablement, will also provide strategic… more
- Vanguard (Malvern, PA)
- As the Head of Vanguard's Product, Distribution & Communications ("PD&C") Compliance function, this role is responsible for ensuring that the company's mutual ... will provide strategic leadership and direction for a dynamic compliance function, including overseeing teams supporting the creation and...activity is managed in accordance with regulatory requirements. The Head of PD&C serves as a member of the… more
- Sallie Mae (Newark, DE)
- …or gain new skills-you're in the right place. **What You'll Contribute:** The Senior Director and Associate General Counsel position will have regular exposure ... to Sallie Mae's senior and executive management teams. A successful candidate must...declaring and paying stock dividends; + Ensure the company's compliance with the Sarbanes-Oxley Act and NASDAQ listing rules… more
- JPMorgan Chase (Newark, DE)
- Join the Operations Control Management (OCM) team at a senior global level, offering operational, regulatory, and governance support for our global Client Tax ... Operations segment within Securities Services Operations. As the Executive Director of Control Management, you will lead a team of controls managers overseeing the… more
- Sunrise Senior Living (Wilmington, DE)
- **_Sunrise Senior Living was again certified as a Great Place to Work(R) by Activated Insights. This is the 7th time Sunrise has received this top culture and ... in accordance with federal, state/provincial, and local laws and Sunrise Senior Living standards, guidelines, and regulations. + Champions the all-embracing quality… more