- Bloomberg (New York, NY)
- …else. It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and Compliance Shared ... Compliance Employee Training initiatives. Collaborating closely with the Head of Risk and Compliance Training , the Chief Risk Office, the Legal & … more
- Bloomberg (New York, NY)
- …our Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk ... and Training content and delivery improvements + Collaboratewith risk , legal, and compliance teams to align policies and training toregulatory… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings ... Data Organization to provide advice and guidance related to risk , regulatory and compliance . The role will...reviews as required. + Assist in the development of compliance training and ongoing communications that promote… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Morgan Stanley (New York, NY)
- …as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... *POSITION SUMMARY:* *__* The National Risk Officer is responsible for a... is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset.../ economics; An MBA, CFA preferred and formal Credit Training is a plus **Development Values** + Risk… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... and material risk inventory process for the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work… more
- Scotiabank (New York, NY)
- …required. JD or legal training preferred. **Competencies** The Conduct Compliance Officer is expected to consistently produce high-quality work product ... Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary...issues. + Create and provide online and in-person conduct-related compliance training . + Develop, draft, amend and… more
- MUFG (New York, NY)
- …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... BURMs, SLoD, and TLoD to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage issues tollgate process: +… more
- Raymond James Financial, Inc. (New York, NY)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- Bloomberg (New York, NY)
- …Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... to make it happen. **What's** **the role?** Bloomberg's Chief Risk Office (CRO) Department plays a critical role in...is to address risks and related issues by providing risk management as a service, focusing on providing and… more
- Hackensack Meridian Health (Edison, NJ)
- …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... Program. **Responsibilities** A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes: + Development,… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...Completion of a major corporate or commercial bank credit training program. + Experience in using CLOSER (Commercial Loan… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... senior business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance...efforts; + Assisting in the development and administration of Compliance training for the business. + Overseeing… more
- SMBC (New York, NY)
- …such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage ... risk , and is represented by the Chief Compliance Officer as either a member or...risk of manual processes. + Create and deliver compliance training by drafting appropriate training… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/14216/development- officer %2c-institutional-giving-%26-grants-management%2c-scholars-at- risk ... Position Summary Reporting to Scholars at Risk 's Executive Director, this role is primarily responsible for researching and cultivating contacts with foundations,… more
- Scotiabank (New York, NY)
- …requests/findings. + Experience developing policies and procedures, providing compliance training , conducting compliance risk assessments and monitoring, ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary...internal meetings. + Create and provide online and in-person compliance training for sales and trading staff… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, … more