- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... used to address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the Compliance… more
- Citigroup (Tampa, FL)
- …controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's ... used to address reported issues. **Responsibilities:** + Develop, implement, and execute compliance monitoring and testing , continuous assurance, and… more
- Citigroup (Tampa, FL)
- …Branch Examinations Plan. + Performs compliance controls testing , transactional testing , or compliance controls monitoring activities based on the ... as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing - Branch Examinations team responsible for… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in ... executed by the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal policies… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to support the firm's compliance monitoring program. Delivers comprehensive Compliance monitoring and testing program reports to Compliance ... the development and maintenance of the inventory of assurance reports, including compliance testing and monitoring program status and results reporting to … more
- Citigroup (Tampa, FL)
- …to address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing and reporting programs within an assigned line ... + Participating in the planning, executing, and reporting of compliance testing reviews and compliance ...assessing the emerging risks by evaluating Risk Assessments, and Monitoring results to inform the Testing Plan.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Financial markets and products. **Skill in:** * Identifying and applying appropriate compliance monitoring and testing procedures. * Integrating and ... Legal and business teams to develop tactical plans for compliance initiatives including monitoring , testing ,...develop tactical plans for compliance initiatives including monitoring , testing , advisory and data analysis. Provides… more
- JPMorgan Chase (Tampa, FL)
- …**Job Responsibilities** + Lead the testing team effort in assessing and monitoring compliance and operational risks, ensuring compliance with firm ... essential part of our Firm's commitment to ensuring, through compliance and control testing , that we maintain...key stakeholders in Business units to perform control evaluations, monitoring and testing efforts across multiple business… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Citigroup (Tampa, FL)
- …best-in-class Compliance and Operational Risk programs, policies and practices + Monitoring adherence to Citi's Compliance and Operational Risk Policies and ... Risk + Monitoring , tracking, and reporting on the completion of Compliance and Operational Risk HR & Conduct Risk and Accountability-owned issues and CAPs… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... Serves as a function/business/product compliance risk senior analyst for Independent Compliance...+ Assisting with in house system development; including UAT testing , interface design, data lineage, data risk metrics, and… more
- MUFG (Tampa, FL)
- …Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management function is responsible for monitoring of MUFG Americas ... action plans proposed by business management to address issues, monitoring management's progress in implementing action plans, validating corrective action… more
- Citigroup (Tampa, FL)
- …results reporting, and insight sharing related to the above scope of controls monitoring / testing . The Wealth Products and Operations Control Testing Leader ... The Wealth Products and Operations Control Testing Team is responsible for the testing...an execution-oriented individual contributor position accountable for end-to-end controls monitoring of the Wealth Products and Operations department -… more
- KPMG (Tampa, FL)
- **Business Title:** Senior Associate, Corporate Compliance and Transformation Services **Requisition Number:** 119408 - 27 **Function:** Tax Services **Area of ... (https://tax.kpmg.us/content/tax/en/index.html) practice. Responsibilities: + Support ongoing coordination of Global Compliance Management Services (GCMS) engagements in LATAM, acting as… more
- Citigroup (Tampa, FL)
- …auditing, testing , monitoring , and reporting. + Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce ... assessments of Citi's compliance risks; performing independent assurance activities ( testing and on-going monitoring ) to assess the design and effectiveness… more
- MUFG (Tampa, FL)
- …the bank's information assets. **Major Responsibilities** + Designing, developing, testing , documenting, monitoring , and implementing information and database ... subject matter expert (SME) guidance and analysis. + Managing a database activity monitoring (DAM) platform for security and audit compliance , including policy… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …line of defense for RJ Bank. Primary responsibilities include performing first line testing and monitoring of PCB controls, supporting PCB management during ... and purchased residential mortgage loans * Conducts first line testing and monitoring of HMDA reportable transactions...compliance with Reg C requirements * Assesses control testing results against intended outcomes to identify the root… more
- Citigroup (Tampa, FL)
- …Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing + Awareness of regulatory requirements including local ... and all policies and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring … more
- Fresenius Medical Center (Pinellas Park, FL)
- …nurse in accordance with organization policies, procedures, and training and in compliance with regulations set forth by the corporation, state, and federal ... detailed education regarding adequacy measures where appropriate - Online Clearance Monitoring (OLC), Adequacy Monitoring Program (AMP), Urea Kinetic Modeling… more
- Citigroup (Tampa, FL)
- …Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are executed by the Client businesses. This ... assessment and assurance for Client controls as well as monitoring and testing tools. This includes the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more