- TD Bank (Jacksonville, FL)
- …the team and leads 2nd-line oversight activities and monitoring of the AML /ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, ... analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements....and manages a high performing team on delivery of AML /ATF/Sanctions/ABAC compliance programs and culture + Provides… more
- Citigroup (Jacksonville, FL)
- …responsible for leading execution efforts for Audit and Exams in adherence to USPB AML KYC policies and standards through proactive identification of KYC ... proactive readiness efforts across 1st line USPB functions and Compliance for KYC (Know Your Client) program...policy + Proactively identify and address control gaps in AML KYC for Brands, Retail Services, Retail… more
- Arena Investors LP (Jacksonville, FL)
- …StarCompliance platform; . Maintenance of restricted trading list and watchlist; . AML / KYC risk-assessment and due-diligence; . Service provider due-diligence; . ... Arena Investors, LP ("Arena") is a global institutional asset manager that provides creative solutions for those seeking capital...expand the team through the addition of a senior Compliance Officer. In this role, this individual will work… more
- Citigroup (Jacksonville, FL)
- …and complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC / AML and other compliance norms are strictly adhered to. + Builds ... primarily through inbound and outbound phone calls and adhering to Know-Your-Customer ( KYC ) and Anti-Money Laundering ( AML ) procedures for Citi's Investment… more