- Citigroup (Jersey City, NJ)
- Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time… more
- Citigroup (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for ... other areas within Citi in a collaborative manner to provide best-in-class surveillance support. + Influences senior managerial decisions by advising,… more
- Morgan Stanley (New York, NY)
- …Stanley (the "Firm") or the Banks. The role will report to the Bank's Field Surveillance Officer and will be based in either New York, NY or Purchase, NY. *The ... who either maintain active or permissive registrations * Assist in the surveillance of Bank employees with active Nationwide Mortgage Licensing Service ("NMLS")… more