- TD Bank (New York, NY)
- …provide you more specific details for this role.Line of Business:AuditJob Description:The Audit Manager is accountable for overseeing the planning and execution ... workshops, etc.Provide successful onboarding and orientation to new hiresPreferred Experience:CPAFinance/ Global Finance audit experience.Who We Are:TD is one… more
- M&T Bank Corporation (New York, NY)
- …entire lifecycle of servicing loan clients including account setup, KYC procedures, global asset setup & maintenance, notice processing, warehouse reporting, CLO / ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- JP Morgan Chase & Co. (Jersey City, NJ)
- …Controls team is seeking a Vice President level candidate who will be the Global Liquidity Control Manager responsible for partnering with the Liquidity & ... Services provides a broad range of solutions for clients to manage their global operating liquidity. The landscape of liquidity, account, and escrow services is… more
- Bank of America Corporation (New York, NY)
- …impact, along with the power to make a difference. Join us!Job SummaryThe Business Control Manager is part of the Regional COO team. The control manager will ... managed may include: financial control/budgeting and consolidation, personnel processes, audit /compliance, premises, and coordination of certain projects, associate training,… more
- American Express (New York, NY)
- …in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ... within American Express. We are committed to growing our audit staff significantly as we continue to expand and...major financial institution in the US (ie, Category I, II or III banking institution under the Tailoring Rules).Experience… more
- MUFG Bank, Ltd. (Jersey City, NJ)
- …with internal and external teams across various levels within the organization, Audit & IT Controls teams, internal risk committees, and external state and ... of domestic and international banking regulations (Reg W, Basel II , Federal Financial Institutions Examination Council (FFIEC), General Data Protection… more
- Prudential Financial (Newark, NJ)
- …rewarding career supporting a variety of financial services businesses? As a Staff Auditor, Level II within the US Business Audit Group, you will aid in the ... execution of our Audit Plan and provide audit coverage to...a reoccurring basis as determined by your business. Your manager will provide additional details relative to the specific… more
- TD Bank (New York, NY)
- …with governance and control groups, (eg, regulatory / operational risk, compliance, and audit ) to provide subject matter expertise and consult on risk issues / items ... Level Agreements (SLAs) are being maintained.Familiarity with Behavox, Smarsh, Global Relay, Theta Lake, and Mobius vendor solutions.Troubleshoots problems using… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... orientation to new hires. Preferred experience: CPA Finance or Global Finance audit experience. **Who We Are:**...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- American Express (New York, NY)
- …in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ... within American Express. We are committed to growing our audit staff significantly as we continue to expand and...major financial institution in the US (ie, Category I, II or III banking institution under the Tailoring Rules).… more
- M&T Bank (New York, NY)
- …entire lifecycle of servicing loan clients including account setup, KYC procedures, global asset setup & maintenance, notice processing, warehouse reporting, CLO / ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- M&T Bank (New York, NY)
- …to participate in. You'll gain experience by: + Supporting the Relationship Manager with oversight of client relationships + Performing daily cash application and ... CLO managers, private debt managers, and other parties involved + Assisting with global asset set up and maintenance + Performing trade and wire processing for… more
- JPMorgan Chase (Jersey City, NJ)
- …Controls team is seeking a Vice President level candidate who will be the Global Liquidity Control Manager responsible for partnering with the Liquidity & ... Services** provides a broad range of solutions for clients to manage their global operating liquidity. The landscape of liquidity, account, and escrow services is… more
- Citigroup (Queens, NY)
- …any assumptions, interpretations and/or models used to make those determinations, ( ii ) ensuring the accurate implementation of those methodologies within Citi's ... address Derivatives RWA reviews by other control functions such as Internal Audit , Independent Compliance Risk Management, Capital Planning Review Group etc. and… more
- MUFG (Jersey City, NJ)
- …Interact with internal and external teams across various levels within the organization, Audit & IT Controls teams, internal risk committees, and external state and ... Knowledge of domestic and international banking regulations (Reg W, Basel II , Federal Financial Institutions Examination Council (FFIEC), General Data Protection… more
- Wellington (New York, NY)
- …comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return ... Position Overview The Compliance Analyst will support Wellington Management's global private investments compliance program as well as its...a plus + experience working at a large investment manager with diverse business lines or in a capacity… more
- TD Bank (New York, NY)
- …with governance and control groups, (eg, regulatory / operational risk, compliance, and audit ) to provide subject matter expertise and consult on risk issues / items ... Level Agreements (SLAs) are being maintained. + Familiarity with Behavox, Smarsh, Global Relay, Theta Lake, and Mobius vendor solutions. + Troubleshoots problems… more
