- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- … Officer is responsible for ensuring the Bank 's compliance with all relevant Bank Secrecy Act ( BSA ) laws, rules, and regulations. Key ... which pertains to unlawful Internet gambling enforcement. Finally, the BSA Officer also ensures that all staff...Develop, implement, maintain, and administer the Bank 's BSA /AML/OFAC Bank Secrecy Act… more
- City National Bank (New York, NY)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... **SALES SUPPORT OFFICER SENIOR - (TMSSO)** **WHAT IS THE OPPORTUNITY?**...+ Maintains positive relationships with all units within the bank by providing product/service information and supporting the line… more
- Morgan Stanley (New York, NY)
- …industry best practices, guidance, and regulatory landscape, including but not limited to; USA PATRIOT Act , Bank Secrecy Act , FATF, 5th Money Laundering ... Technology units where necessary. Your Key Responsibilities: As the KYC Advisory Officer , you will coordinate and support critical aspects of Morgan Stanley's Know… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... Officer is responsible for developing and maintaining the bank 's model risk governance framework and policies, performing model...County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance… more
- City National Bank (New York, NY)
- …operational and credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... **BUSINESS DEVELOPMENT OFFICER SENIOR SBA** **WHAT IS THE OPPORTUNITY?** Performs...development activities in assigned sales territory. Supports City National Bank ("CNB") network of business units. Analyzes needs of… more
- City National Bank (New York, NY)
- …and Wealth Management policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... **TRUST OFFICER ** **WHAT IS THE OPPORTUNITY?** This position supports...Counsel, Portfolio Managers, Financial Advisors, Investment Advisors, and other bank colleagues. + Oversee annual administrative review of Trust… more
- American Airlines (New York, NY)
- …compliance with all applicable laws and regulations including, but not limited to, the Bank Secrecy Act . **All you'll need for success** **Minimum ... Qualifications- Education & Prior Job Experience** + High school diploma or GED + Must be able to work in-person at assigned branch location + Must have strong working background in a financial institution and relevant consumer loan processing or underwriting… more
- City National Bank (New York, NY)
- … Bank Operational and Credit policies, Credit procedures and regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... and quality service Responsible for developing and ensuring all Bank and Regulatory requirements.Responsible for reporting and communicating to...under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act ) and must… more
- SMBC (Jersey City, NJ)
- …plan and implement changes. **Qualifications and Skills** + Advanced technical knowledge of AML, Bank Secrecy Act , Foreign Assets Control. + Advanced strong ... in the change process; recommends changes through compliance with bank policies. + Activities of the KYC team are...results in the KYC system and escalating to the BSA Officer any confirmed or suspected name… more
- ADP (Roseland, NJ)
- …financial services (CFPB - Regulation E and UDAAP) and money movement (FinCEN/IRS - Bank Secrecy Act /Anti-Money Laundering, as well as the NACHA, The ... + This individual also will support the ADP AML Officer with respect to compliance with ADP's prepaid accounts...money transmitter/MSB laws and a working knowledge of the Bank Secrecy Act and implementation… more
- ManpowerGroup (New York, NY)
- …roles to facilitate client compliance with regulatory requirements, including those related to Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) & ... System (TMS) + Provide general support to the US Compliance Officer and the Deputy Compliance Officer **What's Needed?** + Bachelor's degree in a related field +… more
- Morgan Stanley (New York, NY)
- …5 years of strong investigative or related experience with emphasis on BSA /AML, including writing and preparing SARs in accordance with applicable regulatory ... Morgan Stanley sponsored benefit programs. / **Job:** **Other* **Title:** *GFC Officer (Legal and Compliance)* **Location:** *New York-New York* **Requisition ID:**… more
- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability ... Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is...pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of… more
- City National Bank (Jersey City, NJ)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... of the daily activities of Credit Risk Review Officers in examining the Bank 's diversified commercial and consumer loan portfolios for adherence to bank … more
- Mizuho Corporate Bank (New York, NY)
- …In-depth understanding of Financial Crime Compliance regulations including but not limited to USA Patriot Act , Bank Secrecy Act and OFAC. + Comprehensive ... review in the KYC system, escalating to the AML Officer any confirmed or suspected material negative information. +...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Insight Global (New York, NY)
- …data and technology functions that power the companies compliance and AML/ BSA /Sanctions program. As a compliance technology executive, you will be responsible ... Compliance Technology reports directly to the firms Chief Compliance Officer . We are a company committed to creating diverse...of regulatory and industry standards in relation to AML, BSA , Sanction regulations, NYDFS Part 504 Requirements - Must… more
- Ankura (New York, NY)
- …management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and prospects including business ... + Conduct independent regulatory program reviews and Testing; + Drafting BSA /AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- Morgan Stanley (New York, NY)
- …fluency in Spanish or Portuguese is preferred * Experience with BSA /AML Regulations within the financial services industry preferred * Experience focused ... and results driven. * W8 experience is also a plus Reports to: Business Service Officer Morgan Stanley's goal is to build and maintain a workforce that is diverse in… more