- Marex (New York, NY)
- …and procedures, reducing inefficiencies where applicable. + Report any breaches of policy to Compliance and the Chief Financial Officer . + Understand and ... award-winning data, insights and analytics Responsibilities: Financial Reporting + Ensure compliance with the company's swaps regulatory requirements under SEC… more
- Citigroup (New York, NY)
- …Subcommittee, Governing Body Working Group); and, implementing/executing regulatory requirements for compliance programs and Chief Compliance Officers. ... Serves as a senior product compliance risk officer for Independent ... regulation **Education:** + Required: Bachelor's degree; experience in swaps compliance , legal, regulatory operations or other… more
- JPMorgan Chase (New York, NY)
- …well as the company's rating agency relationships and corporate insurance activities. The CTC Chief Risk Officer (CRO) reports to the Firmwide CRO and is ... to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are at the center of keeping...management decisions and offers significant visibility to senior management. Chief Investment Office, Treasury and Corporate (CTC) Risk manages… more