- Novo Nordisk Inc. (New York, NY)
- …SOPs and working practices Complies with all guidelines, policies, legal, regulatory , and compliance requirements Ensures effective administrative management of ... About the Department The Clinical, Medical and Regulatory (CMR) department at Novo Nordisk is one...development, CMR is involved. The one thing that keeps us all marching to the same beat is our… more
- SMBC (New York, NY)
- …as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules ... Bank Advisory team in building and maintaining a bank regulatory compliance program to...Regulation W, Regulation D, Anti-Tying, Permissible investments/activities, Regulation Y, US Bank Holding Company Act, etc.). +… more
- Citigroup (New York, NY)
- …regulatory advice and guidance regarding products and services; provide guidance relating to US bank regulatory compliance and institutional and ... ("BRL") Group. In this role, this attorney will provide US bank regulatory legal advice...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- SMBC (Jersey City, NJ)
- …effectively and escalate to senior management. + CRCM Certification (A Plus) + Has a Compliance Testing, Bank Regulatory or Internal Audit Background + Able ... to support monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. The candidate should have functional knowledge… more
- Scotiabank (New York, NY)
- …the team's business strategies and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the US operation of The Bank of ... members of the Bank Regulatory Compliance team to support the US and...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- US Bank (New York, NY)
- … US Department of Homeland Security E-Verify program in all facilities located in the United States and certain US territories. The E-Verify program is an ... At US Bank , we're on a journey...At US Bank , we're on a journey to do our...Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal… more
- TD Bank (Red Bank, NJ)
- …legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues ... a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full… more
- Scotiabank (New York, NY)
- …and maintenance of the inventory of regulatory controls in response to the Bank 's regulatory compliance management program as well as establishing the ... and ongoing maintenance of inventory of controls mapped to regulatory obligations identified by Compliance . + Manage...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Federal Reserve Bank (New York, NY)
- …of the most recognizable brands around the world. The Federal Reserve is the central bank of the United States -one of the world's most influential, trusted ... **Company** Federal Reserve Bank of New York Working at the New.../ No)** No **Job Category** Analytical **Work Shift** Second ( United States of America) _The Federal Reserve… more
- Federal Reserve Bank (New York, NY)
- …of the most recognizable brands around the world. The Federal Reserve is the central bank of the United States -one of the world's most influential, trusted ... quality assurance and analysis of TIC data received from US financial institutions. **Your role as Regulatory .../ No)** Yes **Job Category** Analytical **Work Shift** First ( United States of America) _The Federal Reserve… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business:** Business Management, Strategy & Support **Pay Detail:** $175,000 - $200,000 USD ... manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front...accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as the Regulatory & Compliance Integration Lead! In this role you will support our organization's growth and technological advancement. You ... understanding of current technology trends and future directions - Familiarity with compliance technology and regulatory requirements - Experience in scaling… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $190,000 USD TD is committed to ... a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full… more
- TD Bank (New York, NY)
- **Work Location:** United States of America **Hours:** 40 **Pay Details:** $160,000 - $220,000 USD TD is committed to providing fair and equitable compensation ... Business:** Compliance **Job Description:** The Head of US Compliance Programs role leads and acts...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $190,000 - $240,000 USD TD is committed to ... a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full… more
- Federal Reserve Bank (New York, NY)
- …of the most recognizable brands around the world. The Federal Reserve is the central bank of the United States -one of the world's most influential, trusted ... **Company** Federal Reserve Bank of New York Working at the Federal...Facilitate the stability of the financial system of the United States ; and + Support the growth… more
- Mizuho Corporate Bank (New York, NY)
- …of regulations related to bank holding companies/intermediate holding companies ( bank regulatory capital requirements under FRB guidelines and Basel Accords, ... Regulatory Affairs Group About the Team The Mizuho US Operations ("MUSO") Regulatory Affairs Group is...Regulatory Affairs Group is responsible for managing the Bank 's regulatory relationships and engagement across MUSO.… more
- TD Bank (New York, NY)
- …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... **Work Location:** United States of America **Hours:** 40... Compliance Specialist will be largely focused on regulatory compliance support of TDs consumer credit… more
- TD Bank (New York, NY)
- **Work Location:** United States of America **Hours:** 40 **Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation ... + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $185,000 USD TD is committed to ... a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full… more
