- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- City National Bank (New York, NY)
- …laws and regulations. + Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of compliance ... **WHAT IS THE OPPORTUNITY?** Position is responsible for performing risk analysis and assessment of compliance...of business to remediation plans. + Works with Senior Compliance Officer , Compliance Manager to… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... business judgement. Key job responsibilities - Design and deliver risk assessment and mitigation strategies to deliver...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing,… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- City National Bank (Jersey City, NJ)
- **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such ... general credit underwriting guidelines; identifies current or potential problems regarding the assessment of credit risk and the administration of Bank… more
- Citigroup (New York, NY)
- …across Citi. Our core activities are performing a quarterly Human Capital Risk Appetite Assessment , quarterly Business Performance Reporting (BPR), maintaining ... of enterprise Human Capital Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports Global HR… more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer / Securitization Risk is a senior-level position responsible for leading activities including credit review, credit approvals ... + Perform in-depth credit analysis by monitoring a transaction's financial performance, risk metrics and compliance with financial covenants (annual reviews and… more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned portfolio's ... scheduled credit review activities. **What you will do** + Credit Risk EvaluationPerforms individual credit assessment /testing of individual Wholesale lending… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is... and Risk Appetite **Responsibilities:** + Support risk appetite assessment and material risk ... the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work with...+ Work with key stakeholders to complete the quarterly risk appetite assessment including quantity, quality and… more
- Bank of America (New York, NY)
- Credit Risk Officer -Corp/Comm Charlotte, North Carolina;New York, New York; North Bethesda, Maryland **Job Description:** At Bank of America, we are guided by a ... degree in related field or equivalent work experience **Skills:** + Credit and Risk Assessment + Financial Accounting + Issue Management + Portfolio Analysis… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate/Commercial San Francisco, California;New York, New York **Job Description:** At Bank of America, we are guided by a common ... Telecom & Gaming a bonus **Skills:** + Credit and Risk Assessment + Financial Accounting + Issue...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + Prioritization… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... are of high quality focusing on: + Root cause assessment + Completion criteria + Dependency evaluation + Sustainability...+ Completion criteria + Dependency evaluation + Sustainability + Risk reduction + Action plan quality + Liaise with… more
- JPMorgan Chase (Jersey City, NJ)
- …the Risk Controllers organization + Execute key Compliance and Operational Risk deliverables, including Compliance Risk Assessments and Legal Entity ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at... risk . Our team focuses on four areas: Risk Identification & Assessment , Control Design &… more
- MUFG (Jersey City, NJ)
- …Horizontal Reviews, and ITIL in complex environment + Experience related risk assessment /testing methodologies evaluating the adequacy and efficiency of ... controls, and identifying issues resulting from internal and or external compliance examinations + Experience evaluating process documentation, risk , and… more
- CIBC (New York, NY)
- …and executing PWM's Annual Compliance Plan; + **Conducting** US PWM's Compliance risk assessment ; + **Establishing and maintaining** written policies ... works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and...Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,… more