- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team ... of Compliance transformation milestones + Supporting the day-to-day operations of Compliance risk management programs including Management Reporting,… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Mizuho Corporate Bank (New York, NY)
- …+ Help execute and enhance reporting of Compliance Risk profile and Compliance Governance materials to senior management and other key stakeholders + ... Regulatory Relations and Examinations + Reporting to stakeholders, committees, senior management and the board of directors...Compliance seeks an Assistant Vice President within the Compliance Risk Management team to… more
- American Express (New York, NY)
- …lead and manage governance activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial ... Vice President will work closely with senior management , business units, and other risk functions...Leadership: Develop and maintain a comprehensive governance framework for compliance risk management within the… more
- SMBC (Jersey City, NJ)
- …senior 1LOD and 2LOD management , including an overview of the level of compliance risk and the strength of relevant controls. + Develop risk ... plus (but not required). + Minimum of 10 years of prior regulatory, compliance , and/or risk management experience. + Experience conducting Compliance … more
- Federal Reserve Bank (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... other examination, analytical, and policy work in collaboration with senior supervisors and FRS management , legal staff,...bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and… more
- Scotiabank (New York, NY)
- Senior Manager, Compliance Risk ...Inc. and their affiliates (collectively the "Bank") have robust compliance risk management processes in ... Compliance teams in developing, implementing, and maintaining compliance risk management and metrics.... Compliance Program to Bank's board of directors, senior management , and other stakeholders. **What You'll… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead for the Commodities team within ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...comfortable working with a wide range of stakeholders including senior management , and maintain credible relationships across… more
- Bloomberg (New York, NY)
- …and operational analysis, process documentation and improvements, financial modeling, reporting and senior management support to drive the strategic direction of ... to join our larger finance team supporting the Legal, Compliance , & Risk organization. In this role,...analysis; * Participate in the development of presentations for Senior Management , both on a regularly scheduled… more
- Citigroup (Jersey City, NJ)
- …the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as well as maintain the AML ... The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail...for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position responsible for establishing… more
- S&P Global (New York, NY)
- …Global Chief Matrix Officer, including support for the members of the Compliance & Risk senior management team, and the Designated Compliance Officer ... + Provides high-level administrative and operational support to Ratings Compliance & Risk senior leadership,...is a decisive asset. **Experience with** : + Calendar management , + Coordinating travel arrangements, + Processing T&Es, +… more
- City of New York (New York, NY)
- …CCO will also work with senior management to identify potential compliance and integrity risk areas and will opine on and recommend appropriate action ... Compliance Officer (CCO) will lead the Office of Compliance & Risk Management (CRM),...senior staff, establish goals around agency and program compliance performance, and measure accomplishments in service to initiatives… more
- Bank of America (Jersey City, NJ)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the … more
- Citigroup (New York, NY)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy...experience a must. + Extensive experience creating reports for Senior Management (including leading data gathering &… more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the...+ ability to lead projects and drive change with senior business leaders The C&OR Manager proactively engages with… more
- Amazon (New York, NY)
- …internal controls, monitoring, and reporting with the goal of improving operations, compliance policies, and risk management . - Seeking opportunities ... operations and internal controls to a diverse set of risk areas. As a senior leader, you...tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions.… more
- Amazon (New York, NY)
- …organizational needs Basic Qualifications - Bachelor's degree or equivalent - 6+ years of compliance , audit or risk management experience - Knowledge of ... Description Amazon's Transportation Risk and Compliance (TRC) team protects...(TRC) team protects Amazon's transportation businesses by implementing scalable risk management solutions that enable business growth.… more
- HSBC (New York, NY)
- …stakeholders, including the Compliance teams, Monitoring Teams, COOs and other senior management in the business, including keeping abreast of key business, ... Assurance you will: + Utilize SME knowledge in the compliance risk environment to support the business...the RC team and with the active participation of senior managers in the Business + Contribute to the… more
- Amazon (New York, NY)
- Description Global Solution & Risk Compliance (GSRC) is looking for a dynamic and seasoned product leader will be responsible for defining, building and ... based on key metrics, historical data and post-mortem analysis Communicate with senior management and other business/technical partners on product decisions,… more