- Fidelity TalentSource LLC (Jersey City, NJ)
- …on corrective actions.Oversee Brokerage issue management to ensure compliance with enterprise risk requirements.Build effective working relationships with ... Job Description: Sr . Manager, Brokerage Risk The Brokerage...with business leaders and cross-functional partners to ensure comprehensive risk management throughout the brokerage businesses -… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:RoleFidelity Internal Information Senior Compliance Advisor, FDAS Compliance The Role As a member of the Fidelity Digital Asset Services, LLC ... and interactions with regulators5+ years of related experience in Compliance , Risk or Legal4-year college degree required,...Fidelity Center for Applied Technology, F-Prime Capital, and Impresa Management LLC. At Fidelity, our goal is for most… more
- MultiPlan (New York, NY)
- …SUMMARY: This role will support leadership in all aspects and leadership of vendor and risk management programs such as, audits, risk assessments, vendor ... a trusted advisor and subject matter expert, providing IT risk management services to IT team members...audit programs and testing procedures and processes relevant to risk / compliance and test objectives across IT Departments.10.… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:Market & Collateral Risk Management - Director The Team Join Fidelity's Collateral & Market Risk Management team to help protect the firm ... FRM, CFA or advanced degrees are a plus10\u002B years of relevant risk management experience, preferably in collateralized lendingSignificant experience applying… more
- Capgemini Government Solutions (New York, NY)
- …service level agreements and performance targets are met, and continued compliance with policies, standards and guidelines. Must have experience implementing shared ... AWS. Able to pass a background check to obtain a Public Trust (High- Risk ) Position Preferred Qualifications: Previous Federal Government experience Two or more years… more
- NICE (Hoboken, NJ)
- …brings a proven background in financial services, particularly in financial crime and compliance management . They possess a passion for storytelling and a wealth ... Actimize:NICE Actimize is the largest and broadest provider of financial crime, risk , and compliance solutions for regional and global financial institutions,… more
- Creative Financial Staffing (New York, NY)
- …guidelines, policies and procedures for budget accounting,cash and credit management , administration, and other activities. Coordinating and directing budgeting, ... procurement, investment activities, and financial Ensuring compliance with state and federal regulatory requirements and professional Establishing and maintaining… more
- The Hired Guns (New York, NY)
- …products, and services. You are accustomed to a seat at the table with the senior management team and know how to communicate at an executive level: your ... Hired Guns are seeking an experienced Finance Director to up the financial management game of an innovative company that provides platforms and services that speed… more
- Ernst & Young Advisory Services Sdn Bhd (Hoboken, NJ)
- …to assist with the development of a long-term vision for the firm's risk management security framework & approach.Ability to appropriately balance firm security ... years of experience in the management of a significant Information Security risk management function.8 or more years of experience in an Information Security… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... governance framework. + Developing and establishing firm wide compliance risk management policies and...senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... As a Regulatory Compliance and Operational Risk Senior...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... degree a plus **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New… more
- Huron Consulting Group (New York, NY)
- …to ensure compliance . * Reporting on risk management and compliance activities to the board and senior management . * Ensuring the organization's ... and Best Practices: Stay informed on industry best practices in regulatory and compliance risk management . Strategic Risk Planning: Advise on long-term … more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... of consumer protection principles, compliance management systems, compliance risk management , and consumer protection laws in the banking industry… more
- Mizuho Corporate Bank (New York, NY)
- … risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance Monitoring ... skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties...size financial institutions required + Comfortable communicating directly with Senior Mgmt ., COOs, Executive Mgmt .,… more
- Federal Reserve Bank (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... other examination, analytical, and policy work in collaboration with senior supervisors and FRS management , legal staff,...bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including independent risk , finance, HR,… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer, you will assist the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...offer discretionary incentive compensation which may be awarded in recognition of firm performance and individual achievements and contributions.… more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time… more
