- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:RoleFidelity Internal Information Senior Compliance Advisor, FDAS Compliance The Role As a member of the Fidelity Digital Asset Services, LLC ... and interactions with regulators5+ years of related experience in Compliance , Risk or Legal4-year college degree required,...relationships The Team This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and ... Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance team responsible for the… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Staying abreast of relevant changes to… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Bank of America (New York, NY)
- …address regulatory requirements + Oversees independent risk management reporting to Global Compliance and Operational Risk senior leaders and FLU and CF ... Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer...management reporting for the Boards of Directors and other senior stakeholders at the Company; * Advise the FLU… more
- Citigroup (Jersey City, NJ)
- **Job Description** Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +...Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- JPMorgan Chase (Jersey City, NJ)
- …part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the Risk Operating ... Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at...**Job responsibilities** + Operating as a key advisor, supporting senior leaders in shaping and executing their strategic visions… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... programs to deliver data driven insights that balance risk management and compliance concerns with supporting...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Bloomberg (New York, NY)
- …of Risk and Compliance Shared Services, the global Chief Compliance Officer , and the global Chief Risk Officer , and Bloomberg's business by: + ... and Compliance Shared Services team. As a Risk Assurance Officer on our Risk... risk monitoring and testing routines on a risk -focused basis + Presenting directly to senior … more
- Citigroup (Queens, NY)
- … risk oversight, leadership and guidance to the Retail Risk businesses. Retail Risk Senior Officer will focus on Cost of Credit Forecast for Retail ... credit risk for those portfolios per Citi's risk appetite framework; ensures compliance against corporate... management to provide oversight all the businesses. Retail Risk Senior Officer will ensure… more
- Citigroup (New York, NY)
- The Real Estate Risk Sr Manager accomplishes results through the management of professional team(s) and department(s) that underwrites commercial real estate ... + Monitor and review exposures related to real estate risk while ensuring compliance with credit and...rating work flows for internal documentation purposes. + Advise senior risk managers in addressing complex real… more
- Citigroup (New York, NY)
- …of enterprise Human Capital Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports ... risks. + Works closely with colleagues in the Business/Functions, other areas of Risk Management, Finance, IA and Compliance to ensure appropriate management of… more
- Citigroup (New York, NY)
- …in your work, come join us. We'll enable growth and progress together. The Senior Vice President, Information Security Officer (Wealth - Digital and Partnership) ... and activities in alignment with Citi's data security policy. Information Security Officer (ISO) are subject matter experts for business, functions and technology… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Senior Credit Officer with strong credit and quantitative skills to analyze ... the credit risk and various elements of project finance transactions in...but not required. As part of SMBC's 2LoD, the Senior Credit Officer 's main responsibility entails the… more
- Citizens (New York, NY)
- …Experience guiding credit culture and oversight framework to ensure adequacy of risk /reward balance, regulatory compliance , governance structure, risk ... Description Citizens is currently recruiting for a Commercial Senior Credit Offer to cover the New York...role is a highly visible leadership role requiring strong risk identification, assessment, and mitigation skills, line of business… more
- Citigroup (New York, NY)
- …Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will ... for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
