- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... job is responsible for executing second line of defense compliance and operational risk oversight...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk… more
- Bank of America (Jersey City, NJ)
- Operational Risk and Control Risk Manager ...an Operations line role or through a role in Operational Risk , Finance, Compliance or Audit. ... Derivatives, FX, commodities, Futures & Options and collateral. The Operational Risk and Control Team provides support...interaction with key partners in the business, Internal Audit, Compliance and Legal. As such the ideal candidates should… more
- American Express (New York, NY)
- …enterprise and be a key connection point with the second-line GRC teams. The **Senior Manager of Operational Risk Programs** will support the Director in ... oversight to the 1st Line of Defense (1LoD) on Operational Risk , ensuring that processes are developed,...a matrix organization, including working with client-facing businesses, Global Risk & Compliance , Technology, Legal (GCO), Finance,… more
- SMBC (Jersey City, NJ)
- …of banking laws and regulations (North America, APAC preferred) * Maintain an operational risk management and regulatory compliance mindset to understand ... risk management, regulatory, information technology, data management, cybersecurity, operational resiliency, compliance , or audit experience * Foundational… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... **About the Role:** The Audit Manager , Enterprise Risk Management and Operational Risk ...will support the execution of audit work to evaluate compliance with ERM and ORM regulations/requirements as part of… more
- Meta (New York, NY)
- **Summary:** We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance ... issue & exception management, and governance & reporting. **Required Skills:** Privacy Risk and Compliance Manager Responsibilities: 1. Provide guidance… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment...day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk… more
- Amazon (New York, NY)
- …business partners and leadership executives A day in the life The Principal Risk Manager will work collaboratively with business stakeholders, safety, legal, ... the LATAM Last Mile business. You will collaborate with Risk and Compliance Managers and own assessment... and risk management solutions. The Principal Risk Manager executes using a broad set… more
- Amazon (New York, NY)
- …and execution of a global 'Audit and Monitoring' strategy across Operations Risk & Compliance (ORC) enabling program standardization across Transportation ... Risk & Compliance , Food Safety, Global Trade Services, and Environmental Assurance... priorities. * Develop a working knowledge of the operational processes and controls in place that support all… more
- MUFG (Jersey City, NJ)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... across various levels within the organization, Audit & IT Controls teams, internal risk committees, and external state and federal agencies (eg, OCC, FRB). +… more
- Office of the Comptroller of the Currency (New York, NY)
- …markets, commercial credit, compliance , ERM/Governance, mortgage banking, retail credit, operational risk and/or safety & soundness) as appropriate given the ... Bank Examiner/Bank Examiner (Large Bank Technical Team Lead) with emphasis in Operational Risk , you will provide technical leadership, advice, and support… more
- Citigroup (New York, NY)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure… more
- Citigroup (New York, NY)
- …partners. This includes ensuring execution of Citi policies and tools such as the Operational Risk Framework. Some of the components this includes are: * Oversee ... Establish best practices and continuously improve each rollout * Operational Risk Management Policy & Standards: ensure...trends/ concerns based on reviews of potential loss events, operational losses and Manager Control Assessments (MCA)… more
- Citigroup (New York, NY)
- …to improve processes. + In-depth knowledge of the operational & compliance risk management framework ( Manager 's Control Assessment) and experience ... Leads. + To design the M&T Procedures and the operational processes to implement said procedures; this includes the...platform (QUEST) and its integration in the broader Citi Risk & Control (CRC) eco-system. + To develop key… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime ... law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior Manager , AML Financial Crime Risk Investigation (US) develops and… more
- American Express (New York, NY)
- …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... Services Control Management Governance team is to establish the Operational Risk and Controls strategy for US...US Consumer Services is looking for a Senior Manager of Governance focused on ensuring control management is… more