- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...which uphold the standards set forth by the firm's compliance program. These will include core pillars… more
- Citigroup (New York, NY)
- …transformation activities as related to the office of the Chief Compliance Officer and as aligned to the core operational processes. + Providing timezone ... (ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking &… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- MTA (Brooklyn, NY)
- …Chief Equal Opportunity Officer , the Agency Deputy Chief Equal Opportunity Officer (DEOO) is responsible for evaluating compliance and making recommendation ... Agency Deputy Chief, Equal Opportunity Officer (ADEOO) - NYCT Job ID: 8630 Business...Evaluate statistical data and trends relevant to Equal Opportunity compliance to determine whether the Agency's practices, polices, procedures… more
- Bloomberg (New York, NY)
- …up to you to make it happen. What's the role? Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the ... by our award-winning pro bono program. The Data Privacy Compliance team works closely with our Legal counterparts, business...management of privacy as a key business differentiator and core value + Excellent presentation and negotiation skills and… more
- SMBC (New York, NY)
- …knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely ... and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting...within its US, Tokyo, and EMEA regions, working with core Finance teams and other key colleagues (Technology, Risk,… more
- Morgan Stanley (New York, NY)
- …our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer ... influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor, and supervise a… more
- International Rescue Committee (New York, NY)
- Requisition ID: req54628 Job Title: Monitoring, Evaluation, and Learning Officer , VR&P Sector: Monitoring & Evaluation Employment Category: Fixed Term Employment ... and impactful, outcomes-focused program design. The Monitoring, Evaluation, and Learning Officer will lead the monitoring and evaluation of the Virtual Resettlement… more
- Leap (New York, NY)
- LEAP Services, Inc. Chief Financial Officer /Chief Operating Officer About Leap: Leap is building the world's largest network of branded retail stores - powered ... Your ideas, thinking, and voice are wanted. Reports To: Chief Executive Officer Supervisory role to the following departments: Finance, Accounting, Data & Analytics,… more
- OceanFirst Bank (Red Bank, NJ)
- **Position** : Enterprise Risk Officer **Location** : Red Bank, NJ **Requisition ID:** : 4149 At OceanFirst Bank, each one of our employees plays an important role ... responsibility to execute daily tasks in alignment with our core values. Together we foster an environment of respect,...in the local community! PRIMARY PURPOSE: The Enterprise Risk Officer (ERO) reports directly to the Chief Risk … more
- Adelphi University (Garden City, NY)
- Public Safety Officer - Part Time Job Department/School Public Safety and Transportation FT/PT/Temp Part time Location Garden City, NY Public Safety Officer - ... strives to accomplish its mission while adhering to its core values of Pride, Professionalism, and Service to the...weekends, evenings and on-call as needed. SALARY INFORMATION: In compliance with New York's Pay Transparency Act, the hourly… more
- SMBC (New York, NY)
- …of benefits to its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk management expert. The role ... the Functions and 2nd LoD, including Risk Management and Compliance . **Scope** The AD Operations FCO will report to...report to the Americas Division Head of Functions Control Officer with an indirect reporting line into the Americas… more
- CUNY (New York, NY)
- Chief Diversity Officer & Title IX Coordinator **POSITION DETAILS** The City University of New York (CUNY) is the nation's largest urban public university.The CUNY ... CUNY School of Medicine (CUNY Med) is seeking aChief Diversity Officer /Title IX Coordinator. This leadership position involves frequent high-level interaction and… more
- Citigroup (New York, NY)
- …context, Human Resources is responsible for the development and delivery of core HR programs including: sourcing qualified talent; assisting managers to apply ... the Human Capital Risk Management Framework across Citi. Our core activities are performing a quarterly Human Capital Risk...Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports Global… more
- Wells Fargo (New York, NY)
- …**About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and Investment Management (WIM) Control Team. This ... deep and dynamic understanding of the key business processes core to the WFA business. + Identify and assess...processes + Knowledge and understanding of Brokerage industry: control, compliance , risk management, or audit + Experience working in… more
- City of New York (New York, NY)
- …pursuant to law for a permit to cremate a body of a person. Our core purpose is to protect public health and serve impartial justice through forensic science and ... families and communities during times of profound need. The core values of CARES guide our work for communities...an EEO Attorney Investigator. Reporting directly to OCME's EEO Officer , the selected candidate, under general direction, with wide… more
- The Metropolitan Museum of Art (New York, NY)
- …officers to researchers to scientists and beyond - lives by our core values of respect, inclusivity, collaboration, excellence, and integrity. Respect: Engage one ... fire drills and fire instruction as directed by Security Management. + Secures compliance with the NYC fire codes procedures and regulations pertaining to the… more
- TD Bank (New York, NY)
- …globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. **Depth and Scope:** + Execute the annual ... details for this role **Job Description:** **Preferred Qualifications:** This Compliance Officer is a key member of...US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing… more
- City of New York (New York, NY)
- …New York City Department of Social Services (DSS). Within DSS AO, the Office of Compliance & Support is comprised of the Compliance & Contract Monitoring Office ... The Deputy Commissioner works with DSS-HRA-DHS senior management to identify potential compliance and integrity risk areas and recommends appropriate action plans to… more