- Scotiabank (New York, NY)
- Director , Legal Counsel , Bank Regulatory Attorney **Requisition ID:** 209636 **Salary Range:** 240,000.00 - 286,000.00 _Please note that the Salary Range ... Department with responsibility for a wide range of US bank regulatory matters, and providing legal advice,...regulatory matters, and providing legal advice, services and counsel on matters affecting the Bank 's US… more
- SMBC (New York, NY)
- …Managing Director , Associate General Counsel . **Role Objectives** + Provide US bank regulatory advice to business and control functions of the bank ... portfolio of benefits to its employees. **Role Description** The Director , Counsel will work within the Legal...regulatory developments and evaluate/advise on impact to the bank . + Engage/manage outside counsel **Qualifications and… more
- Citigroup (New York, NY)
- …staff groups and control functions, domestic and foreign + Advise on bank regulatory aspects of Citi's acquisitions, divestitures and internal reorganizations, ... The Senior Lead Counsel 2 ( Regulatory ) is a senior...guidance regarding products and services; provide guidance relating to bank compliance and consumer regulatory matters +… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** Legal counsel providing advice related to broker-dealer activities with a focus on fixed ... to fixed income sales and trading businesses. + Provide regulatory advice for the municipal securities business, both origination...years' experience in a law firm and/or an investment bank legal department. A combination of law firm and… more
- TD Bank (New York, NY)
- …including investment bankers, product groups and compliance as well as external counsel . + Stay current of legal and regulatory developments impacting ... combined experience in a law firm and/or an investment bank legal department, with a focus on Capital Markets....organizational skills. **Depth & Scope:** + Manages other Senior Counsel , Counsel , Associate Counsel and/or… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Director , Assistant General Counsel : Commercial Real Estate The Capital One Legal ... and efficient manner + Partnering collaboratively with other internal counsel and business teams in the Commercial Bank...New York City (Hybrid On-Site): $233,100 - $266,000 for Director , Asst General Counsel Candidates hired to… more
- Scotiabank (New York, NY)
- Associate Director , Legal Counsel , Legal and Corporate Affairs **Requisition ID:** 206757 **Salary Range:** 180,000.00 - 211,800.00 _Please note that the Salary ... of matters across multiple businesses and operations of the Bank 's US Global Banking & Markets (GBM) business, with...front office and other internal stakeholders on legal and regulatory matters related to the business. + Independently draft… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The VP/ Director and Counsel for Sumitomo Mitsui Banking Corporation will work ... America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui… more
- City National Bank (New York, NY)
- …business strategy for each product - factor in CNR and City National Bank (CNB) policies/rules, regulatory policies and regulations, applicable federal and state ... * DIRECTOR BUSINESS AFFAIRS* *WHAT IS THE OPPORTUNITY?* This...vendors (ie, Fund Administrators, Transfer Agents, etc.) and Fund Counsel on all regulatory , legal, compliance, and… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Compensation Director assumes responsibility for the strategy, planning, implementation and administration ... various programs, plans, and activities within TD Securities. The Compensation Director ensures internal equity, external competitiveness, and legal compliance of… more
- BlackRock (New York, NY)
- **About this role** **Group:** Financial Markets Advisory **Title Level:** Managing Director **Description:** Head of Bank Advisory, FMA Americas **Overview of ... financial institutions. **Position description** We are seeking a Managing Director to lead our Bank Advisory efforts,...knowledge and serving as a go-to firm expert on bank strategic, regulatory , operational and policy trends,… more
- City National Bank (Jersey City, NJ)
- …Audit Manager (SAM) for Infrastructure & Service Management will support the Director of CNB Infrastructure & Service Management in providing independent, objective ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This...enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and control issues… more
- MUFG (New York, NY)
- …the knowledge within the bank organization. + Ensure adherence to all bank policies and procedures relative to Regulatory Compliance including but not ... of revenue opportunities with such clients in order to achieve the objectives of the Bank and the Division. The Sr RM, who is mainly responsible for FIG credit and… more
- Citigroup (New York, NY)
- …business supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments through ... Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts… more
- MUFG (New York, NY)
- …and accounted for. Prepare reports, materials and assessments for internal audit and regulatory exams, third party reviews, Bank committee meetings, and the ... governance of the vendor risk management program for the Bank , working in partnership across the three lines of...Matter Expert (SME) on matters relating to third party regulatory guidance and risk management/mitigation. The TPE will interpret… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Director Financial Services Program 1, SG-31 Occupational Category Other Professional Careers Salary Grade ... Department of Financial Services is seeking candidates for the position of Director Financial Services Programs 1 in Community and Regional Banks. Duties include,… more
- New York State Civil Service (New York, NY)
- …Services, Department of Title Limited Purpose Trust Supervision Manager ( Director Financial Service Programs 1, SG-31) Occupational Category Other Professional ... conditions, ie, balance sheet and income statements, including to verify regulatory reporting accuracy and disclose risky, concerning, or illegal practices;*… more
- Scotiabank (New York, NY)
- … Bank relationships, systems and knowledge + Support the Director , Anti-Bribery & Anti-Corruption, in the ongoing development, maintenance, and enhancement ... to, the following: + Providing extensive subject matter knowledge via advice and counsel to Business Lines and Corporate Functions relative to all aspects of the… more
- New York State Energy Research and Development Aut (New York, NY)
- This position is at the NY Green Bank , a division of NYSERDA. NY Green Bank is a globally recognized sustainable investment fund. Its mission is to accelerate ... York State in alignment with the Climate Act (https://climate.ny.gov/) . NY Green Bank collaborates with the private sector to transform financing markets. It also… more
- Wells Fargo (New York, NY)
- …begins with you. **About this role:** Wells Fargo is seeking an Executive Director to serve as a Commercial Mortgage Insurance Senior Manager to ensure life-of-loan ... process for review, full understanding of Fannie Mae/Freddie Mac/FHA and WF Bank Policy insurance requirements, to resolve insurance exceptions, and use specific… more