- Citigroup (New York, NY)
- …Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance and ... **Job Description** The Prime Brokerage Relationship Sales person is responsible for...your role, within the appropriate timeframe + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- CIBC (New York, NY)
- …the integrity or risk measurements and limit monitoring, resolve violations of market and credit risk limits and monitor linkage of trading P&L to risk ... **What You'll Be Doing** The incumbent will, as his/her prime role, play an important part in ensuring that...role, play an important part in ensuring that market risk for CIBC's global commodities trading desk is completely… more
- TD Bank (New York, NY)
- …Sales teams and Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit , operational) concepts, controls and applicability to ... accountabilities for the oversight of employee conduct and of market, credit , underwriting, and operational risks. Specifically, GMS facilitates a sustainable First… more