- Wells Fargo (Brooklyn, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... core development using programming languages like Java, Python, and C++2+ years of risk and regulatory compliance experience2+ years of experience with databases… more
- JP Morgan Chase & Co. (Brooklyn, NY)
- … risks Liaise with support functions and internal stakeholders including risk and control groups, audit, compliance , implementation, investor relations ... finance and technology teams supporting JP Morgan's various private equity and real estate entities. Our AFS business has...than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the… more
- JP Morgan Chase & Co. (Brooklyn, NY)
- …waterfalls calls/distributions processing and complex investment and securities processing Streamline operational processes to reduce risk and improve efficiency ... AFS delivers an extensive solution for hedge fund, private equity , and fund of hedge fund clients seeking independent...ability to deal with demanding clients Work closely with legal/ compliance to ensure all funds are in compliance… more
- UBS (Weehawken, NJ)
- …levels?We are looking for an experienced non-financial risk professional to act as Compliance & Operational Risk Controller (C&ORC) in our second line of ... team of professionals with oversight responsibility for managing the compliance and operational risk arising...why we are committed to fostering and advancing diversity, equity , and inclusion. It strengthens our business and brings… more
- UBS (West New York, NJ)
- …For benefits information, please visit ubs.com/usbenefits.Your teamYou will work in the Global Compliance & Operational Risk Control team covering Group ... and responsibilities in the CUSO: - Lead the design and performance of quarterly Compliance Risk Assessments (CRA) monitoring controls to ensure adherence to key… more
- Bank of America Corporation (New York, NY)
- …regulations applicable to equities and equity derivativesUnderstanding of compliance program elements such as risk assessments, trade surveillance and ... difference. Join us!Job Description:This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line… more
- Bank of America Corporation (New York, NY)
- …difference. Join us!Job Description:This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line ... and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management… more
- Bank of America Corporation (Jersey City, NJ)
- …across all major lines of business, and working with control partners in Compliance & Operational Risk , Global Technology, Operations and LegalRequired ... functions within a product area or type of credit risk (ie Equities , Hedge Fund Underwriting, Issuer...with the Trading/Marketing Managers and the managers of other risk and support groups (ie Compliance , Finance,… more
- Early Warning Services (New York, NY)
- …of systems and dataMinimum Qualifications12+ years of experience managing enterprise and/or operational risk management, or compliance functions in the ... Operations is a critical member of the Enterprise and Operational Risk Management team. This person will...and regulatory trends that impact our business to evaluate risk and compliance trends and their impact… more
- Sumitomo Mitsui Financial Group, Inc. (Jersey City, NJ)
- …process management or financial services industry experience, including direct experience in compliance and/or operational risk management Experience working ... Department Americas Division ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking… more
- Grant Thornton (New York, NY)
- …and limit risk exposure.From day one, you'll be empowered by the greater Regulatory Compliance Operational Risk team to help clients make the moves that ... Job DescriptionAs a Regulatory Compliance and Operational Risk ...accounts, savings deposits, time deposits, prepaid cards, mortgages, home equity loans/lines of credit, credit cards, auto loans, student… more
- Grant Thornton (New York, NY)
- Job DescriptionAs a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business ... FRB, OCC, and NCUA compliance examination procedures. Compliance , Operational Risk and/or Regulatory...Explore all the ways we're taking action for diversity, equity & inclusion at www.gt.com/careers Here's what you can… more
- Grant Thornton (New York, NY)
- Job DescriptionAs a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... ability handling compliance issues Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer… more
- JP Morgan Chase & Co. (New York, NY)
- …and Investment Banking Markets (CIB).Job Responsibilities Design and execution of the Compliance , Conduct, and Operational Risk (CCOR) program, which ... DescriptionBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are...the status quo and striving to be best-in-class.As an Operational Risk Management Lead, Vice President within… more
- Sumitomo Mitsui Financial Group, Inc. (Jersey City, NJ)
- …design and controls effectiveness testing concepts Prior experience with control evaluation within model risk , operational risk , compliance risk , ... capital markets, asset liability management, financial reporting, regulatory reporting, or operational risk areas. Specific experience within Model Risk… more
- Bank of America Corporation (Jersey City, NJ)
- …a highly skilled subject matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration ... in a timely manner.The Testing Manager IC consults with compliance officers and operational risk ...or back office experience or market and product knowledge ( Equities , Foreign Exchange, Fixed Income and Commodities/Futures Options.* Front… more
- UBS (New York, NY)
- …colleagues from different areas of the firm, including Risk Taxonomy Owners, Compliance & Operational Risk Controllers and Outsourcing & Supplier ... information, please visit ubs.com/usbenefits.Your teamYou'll be working in the CISO/OCRA ( Operational Consolidated Risk assessment) team in New York. You'll… more
- Bank of America Corporation (Jersey City, NJ)
- …and escalating defects, preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit ... a team in support of coverage needs identified by Compliance and Operational Risk officers...or back office experience or market and product knowledge ( Equities , Foreign Exchange, Fixed Income and Commodities/Futures Options.* Front… more
- Bank of Montreal (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... ComplianceAssists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring,… more
- Early Warning Services (New York, NY)
- … risk and recommend mitigation activities in alignment with Enterprise and Operational Risk Management requirements. Document work performed for all audits ... is ineligible for employment Visa sponsorship.Overall PurposeThe Sr. Security Governance, Risk & Compliance Analyst provides comprehensive activities supporting… more
