- MUFG (New York, NY)
- …due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, ... Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Banking and Wealth Management lines of business. US Compliance supports these lines of business by being proactive...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Credit Sr. Officer Dallas, Texas;New York, New York; San Francisco,...clients. Key responsibilities include monitoring changes in credit profiles, compliance with credit agreements as well as structuring and… more
- US Bank (New York, NY)
- …Description** US Bank has a great opportunity for an experienced Credit Approval Officer to support our Business Banking organization. This individual will be ... Officer will approve loans in excess of Business Banking Credit Services authority with a focus on larger...Healthcare credit requests and portfolios. - Expert knowledge of Risk/ Compliance /Audit competencies. - Ability to manage job scope and… more
- MUFG (New York, NY)
- …diligence process by engaging and closely collaborating with Corporate Banking /Financial Institutions/Investment Banking clients, Relationship Managers, Product ... Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end… more
- Citigroup (Brooklyn, NY)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, and… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Credit Risk Officer - Corporate / Commercial New York, New...industry expertise + Work closely with Risk and Global Banking and Markets, particularly colleagues in Corporate Banking… more
- MUFG (Jersey City, NJ)
- …management role or equivalent or related field + Familiarity with US regulatory, compliance , and governance with a focus on banking and financial institution ... more details. In this role you will focus on internal and external compliance requirements, activities, and deliverables to ensure that Operations & Technology meets… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Credit Risk Officer -Corp/Comm Charlotte, North Carolina;New York, New York; North...+ 5 + yrs of Corporate Credit and/or Investment Banking /Capital Markets Experience + Advanced financial analysis of public,… more
- MUFG (Jersey City, NJ)
- …controls, and identifying issues resulting from internal and or external compliance examinations + Experience evaluating process documentation, risk, and control ... (regulatory examinations, etc.) + Knowledge of critical domestic and international banking regulations (Reg W, Basel II, Federal Financial Institutions Examination… more
- Capital One (New York, NY)
- …Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered ... The Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and advise the CBD LOBs on the need… more
- KPMG (New York, NY)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or regulatory ... state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred + Bachelor's degree… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** **Preferred Qualifications:** This Compliance Officer is a key member of the TDS US ... $160,000 - $187,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The...working with regional testing teams across the globe. This Compliance Officer will also support other aspects… more
- City National Bank (New York, NY)
- …of first mortgage and concurrent second loan products to existing and potential banking diverse segment clients. Community Loan Officer duties include outside ... + Knowledge of mortgage credit policies and current industry compliance standards + Must meet and comply with all...from the NMLS. + Promote the Bank's CRA efforts, fair and responsible banking goals, and the… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... to recognize all risk categories including credit, market, operational and compliance and bringing appropriate risk expertise as needed. Accountable for conducting… more
- JPMorgan Chase (New York, NY)
- …with various teams including Portfolio and Risk Management, Legal, Compliance , Product Development, Sales/Distribution, and Client Service. This role provides ... Audit, monthly N-PORT filings, annual N-CEN, prospectus, and principal financial/executive officer certifications. Previous 15C reporting is a plus. + Review vendor… more
- MUFG (New York, NY)
- …focus is to minimize losses and maximize recoveries. We are seeking a seasoned banking officer with strong credit analysis skills, cash flow modeling, loan ... for capital cost/provision planning and charge-offs. Adhere to applicable compliance /operational risk controls in accordance with MUFG or regulatory standards… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...Equity (EVE) * Experience with duration modeling approaches for banking products such as loans and deposits as well… more
- Citigroup (New York, NY)
- …models that enhance business decision-making and maximize marketing efficiency for retail banking and card products campaigns of the US markets. Conduct financial ... activities including Annual Model Review, Ongoing Performance Assessment, Annual Fair Lending Review, Limitation Closure, and Revalidation processes. Participate in… more
- City National Bank (New York, NY)
- …market. Provide integrated financial services advice to these clients including: banking , credit, asset management, trust and estate planning, and brokerage. Manages ... Must be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe...with clients. Partner with City National Securities (CNS) Investment Officer (IO) to communicate with clients about current conditions… more