- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit...of our Audit team. As a member of the Financial Crimes Compliance (FCC) Audit… more
- KPMG (New York, NY)
- …with analytical and technology-related tasks Provide support for financial services or financial crimes compliance initiatives at the direction of the ... Proven experience examining, assessing, and/or enhancing aspects of a financial crimes Compliance program (for...and business + Experience in performing auditing, testing or quality assurance of AML and/or OFAC controls and processes… more
- KPMG (New York, NY)
- …ensure key stakeholders are kept informed about progress and expected outcomes + Oversee financial crimes compliance initiatives at the direction of the ... Act and OFAC + Experience examining, assessing, and/or enhancing aspects of a financial crimes compliance program (for example: performing internal audits… more
- Citigroup (New York, NY)
- …we'll need from you** + Min of 8 years professional experience, preferably in Financial Crimes , Sanctions Compliance or Sanctions Operations + Understanding ... Regulatory Management and is responsible for ensuring proactive, effective and sustainable financial crimes risk management within Treasury & Trade Solutions… more
- Morgan Stanley (New York, NY)
- …oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence ... outside the box to develop solutions to improve our financial crimes program with goals of enhancing...system process improvements, deficiency remediation, improved data management and quality and a pragmatic approach to policy directives. *… more
- Bank of America (Jersey City, NJ)
- Senior Delivery Lead, Global Financial Crimes Technology Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas; Newark, Delaware; Jersey City, New Jersey ... make a difference. Join us! **About the Role:** Global Financial Crimes Technology is searching for an...Compliance partners. **Responsibilities:** + Leads and coordinates data quality testing and routines to support delivery of large… more
- KPMG (New York, NY)
- **Business Title:** Director, Financial Crimes **Requisition Number:** 113305 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York ... career in Advisory. KPMG is currently seeking a Director in Financial Crimes Analytics for our Consulting (https://advisory.kpmg.us/) practice. Responsibilities:… more
- TD Bank (New York, NY)
- …for the implementation and management of the capacity planning process for Financial Crimes Risk Management (FCRM) department. The primary responsibility will ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals, and physical control of… more
- Citigroup (New York, NY)
- …and create a competitive advantage for Citi. The **Senior Principal Engineer in Financial Crimes Technology** is a strategic professional who closely follows ... consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more
- Bloomberg (New York, NY)
- …globally, including obligations associated with the Company's licenses or license exemptions, financial crimes compliance , employee compliance , data ... and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps...our business partners by providing insight on business performance, financial oversight and thought leadership. We are looking for… more
- Federal Reserve Bank (New York, NY)
- …of BSA/AML compliance risk management practices and controls, including for financial crimes and sanctions-related laws and regulations, in relation to the ... Program, the Compliance Risk horizontal team supervises the legal and compliance infrastructures of the largest financial institutions under the Federal… more
- Bank of America (New York, NY)
- …Line Unit ("FLU") personnel and other internal departments, such as Legal, Operations, Financial Crimes Compliance , and Regulatory Reporting. * Assist with ... Compliance & Operational Risk Manager- Global Markets &...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- ManpowerGroup (New York, NY)
- …Analyst at, you will play a crucial role in safeguarding the organization against financial crimes and ensuring compliance with relevant regulations. Your ... compliance standards. + Proficiency in using investigative tools, financial software, and data analysis techniques. + Excellent communication skills with… more
- Bank of America (New York, NY)
- …and regulations particularly BSA/AML and sanctions rules. + Strong financial crimes background with focus on core BSA/AML compliance program requirements ... of the audit plan in a timely manner, within quality standards and in conformance to audit policies and...Qualifications:** + Minimum 10-15 years in Financial Crimes related roles. + Audit, Risk or Compliance… more
- MUFG (New York, NY)
- …and standards-setting bodies. + Focuses relentlessly on execution and balances financial crimes -related risk with business strategies and priorities. + ... Experience leveraging investigative output and financial crimes intelligence in assessing and managing...the time. **Experience** + Typically requires 10-15 years of financial industry and compliance experience, preferably within… more
- TD Bank (New York, NY)
- … programs in line with the Bank's risk appetite and strategic direction. The AML Financial Crimes Risk Oversight department for the US Wealth division serves as ... a crucial safeguard against financial crimes . **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... and emerging risks which require understanding of business-specific knowledge related to financial crimes , operational risk, audit, legal, credit risk, market… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... Participate in soliciting residential mortgages from various sources + Produce high quality jumbo loans which are compliant and provide excellent customer service +… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... Participate in soliciting residential mortgages from various sources + Produce high quality jumbo loans which are compliant and provide excellent customer service +… more
- Wells Fargo (Summit, NJ)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... Participate in soliciting residential mortgages from various sources + Produce high quality jumbo loans which are compliant and provide excellent customer service +… more