- Bloomberg (New York, NY)
- …the Risk and Compliance Policy Officer, you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance ...Need To Have:** + 7+years of direct experience in Policy Development, Training, and Risk Management +… more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise...the Global Compliance -- Enterprise Policy , the Operational Risk Management -- Enterprise… more
- American Express (New York, NY)
- …Team Amex and let's lead the way together. **Business Unit/Role Specific Info** The Global Risk & Compliance Organization ("GRC") independently oversees the ... Will You Make an Impact in This Role?** The Global Risk & Compliance Organization...the "Know Your Rights" poster and the Pay Transparency Policy Statement. If the links do not work, please… more
- American Express (New York, NY)
- …Team Amex and let's lead the way together. **Business Unit/Role Speciffic Info** The Global Risk & Compliance Organization ("GRC") independently oversee the ... **How Will You Make an Impact in This Role?** Global Risk and Compliance is...the "Know Your Rights" poster and the Pay Transparency Policy Statement. If the links do not work, please… more
- American Express (New York, NY)
- …momentum into the best future they envision. The Colleague Strategic Partner (CSP) team for Global Risk & Compliance (GRC) supports over 2100 colleagues. The ... Global Risk & Compliance Organization (GRC) is an...the "Know Your Rights" poster and the Pay Transparency Policy Statement. Employment eligibility to work with American Express… more
- Citigroup (New York, NY)
- …communications and development of people strategy. **Responsibilities:** + Supporting Senior Global Risk and Executive management in delivering a best-in-class ... Job Description **Role Overview:** The Global Market Risk (GMR) Fundamental Risk of the Trading Book (FRTB) Program Lead will be responsible for leading the… more
- Bank of America (New York, NY)
- Global Markets Risk Manager - Equities...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... frameworks and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance,...Finance, Operations, etc.). This position is in the Market Risk Management team covering Global Equities trading… more
- TD Bank (New York, NY)
- …Furthermore, conducts market, industry, and client research in support of the ongoing risk assessment process. Global Counterparty Credit, Hedge Fund Risk , ... details for this role **Job Description:** The Director - Global Counterparty Credit TDS prepares and recommends high quality...Oversees and monitors the performance of Borrowers to ensure compliance with all terms and conditions of the credit… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (AVP/VP) -...frameworks and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... Operations, etc.). This position is in the Market Risk Management team covering Global Mortgages and Securitized Products trading desks. In addition to providing… more
- Bank of America (New York, NY)
- Global Markets Risk Manager New York,...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... to senior management and regulators - Ensuring robust procedures to maintain regulatory compliance The market risk manager will additionally assess a broad… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... and/or global management and direction of applicable market related risk management functions within a specific product area. Key responsibilities include… more
- Bank of America (New York, NY)
- …This job is responsible for overseeing the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise Policy and the ... include executing on the Enterprise Area of Coverage (EAC) Global Compliance and Operational Risk ...the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team ... with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global...design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues… more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Scotiabank (New York, NY)
- Senior Manager, US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... work together to drive ambition for every future! **Purpose** The Senior Manager, US Compliance Risk Assessment contributes to the overall success of the GBM&T … more
- Citigroup (New York, NY)
- …+ Performing complex analyses of comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and ... Serves as a senior compliance risk officer for Independent ...program framework. This role will be part of the Global Privacy and Responsible Data compliance team… more
- TD Bank (New York, NY)
- …oversees the timely execution of periodic and/or event driven reviews using a risk -based approach to align with policy and regulatory requirements. **Depth & ... as necessary, effectively with key stakeholder groups such as Compliance , Legal, Audit, Risk + Coaches to...and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- Citigroup (New York, NY)
- …for ICRM. + Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring ... Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies,… more
- JPMorgan Chase (New York, NY)
- … management, cybersecurity, or a related field, with a focus on regulatory compliance and risk mitigation + Demonstrated knowledge of significant financial ... regulatory authorities and their technology and cybersecurity policies, processes, and risk management expectations + Understanding of public policy related… more