- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... services that drive business results. **Job Responsibilities** + Payments Transformation lead for US Domestic payments projects, championing GTB priorities and the… more
- SMBC (New York, NY)
- …a Vice President within its Risk Management Department. The role will report into the Team Lead of the Risk Governance team. Coverage area for the role will be ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (New York, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... negative news processes for Morgan Stanley. The Financial Crimes Governance and Program Management function is a component of...minutes and monitor related action items. The VP will lead coordination of regulatory exams and internal audits. *… more
- Neuberger Berman (New York, NY)
- …the onboarding of data domains into our data governance framework. The specialist will have to lead meetings with the business community, collect data ... Neuberger Berman is building out a data governance practice focused on enterprise data. The Enterprise...insight to ask leading questions to elicit information. The specialist will need to analyze and document their findings… more
- Citigroup (New York, NY)
- …in a rewarding, creative, and dynamic environment. The Services Capital Allocation and Management Lead Specialist - SVP will play a critical role in Services' ... Citi Services includes Treasury & Trade Solutions (TTS) and Securities Services. TTS provides an integrated suite of Liquidity,...services industry. As a firm, our ability to effectively lead in this area will be a significant determinant… more
- Wells Fargo (New York, NY)
- …in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Regulatory Relations (RR) Specialist in Regulatory Relations. Regulatory Relations is ... lines of business at wellsfargojobs.com **In this role, you will:** + Lead and advise on regulatory engagements, governance , communications, and interactions,… more
- Wells Fargo (New York, NY)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Wealth Custom Lending Specialist Working at Wells Fargo | Jobs and Careers ... for highly complex business and technical needs across groups and functions + Lead the strategy and resolution of highly complex and unique challenges requiring… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (New York, NY)
- …leverage Citi's franchise and source relevant buying and selling opportunities for clients + Lead strong governance and controls + Work in close partnership with ... Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a culture of...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- Morgan Stanley (New York, NY)
- …day-to-day implementation of the Firm's financial crime prevention efforts. Including governance , oversight, and execution of the Firm's Anti-Money Laundering (AML), ... Global KYC Standards Enhanced Due Diligence Standards supplement * Lead and supervise the regional GFC Client Risk Unit...of client enhanced due diligence reviews * Manage the governance and oversight of the Firm's EDD efforts, including… more
- Morgan Stanley (New York, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... as championing the customer experience. The Architecture Implementation & Independent Testing Lead will think outside the box to develop solutions to improve our… more