- TD Bank (New York, NY)
- …Core Compliance program as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead testing engagements, sometimes ... approach and the overall results and findings of the compliance testing review. + Build relationships with...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …challenge over first line testing activities to ensure that first line testing effectively meets standards for coverage of compliance risks + Advise, review ... Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Insight Global (New York, NY)
- Job Description Insight Global is seeking a Compliance Testing Analyst for a major financial services client in NYC. The role requires a proactive, ... individual with a positive attitude. The key responsibilities include conducting detailed compliance testing to ensure adherence to regulations and firm… more
- Scotiabank (New York, NY)
- Manager , First Line Testing , US Internal...of experience in a trading and/ or Internal Audit, Compliance Testing or operational risk management role ... risks inherent in the businesses. + Execute the GBM first line testing team to ensure compliance with the Bank's testing program. **What You'll Do** +… more
- Citigroup (Jersey City, NJ)
- …standards and making a positive impact on the communities we serve. The Testing Senior Group Manager manages multiple teams through other managers. Possess ... location, job family, or line of business. **Responsibilities:** + Manages the testing functional area and carries responsibility for the Testing Group.… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is… more
- Grant Thornton LLP (New York, NY)
- …and controls relating to consumer financial products + Practical experience involving compliance testing , compliance audits, compliance training, ... As a Regulatory Compliance and Operational Risk Manager , you...whitepapers, conferences, and/or other thought leadership material + Manage testing team for Consent Order Validation and independent monitoring… more
- Veralto (New York, NY)
- **Job Description - IT Compliance ** ** Manager ** **PRINCIPAL RESPONSIBILITIES** + **Internal Controls and Sarbanes Oxley:** Support the IT team in assessing the ... Compliance : Assist in designing and executing monitoring and testing practices to assess compliance with the...executing monitoring and testing practices to assess compliance with the Veralto Information Security Policy and PCI… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- PSEG (Bethpage, NY)
- …make this a particularly exciting time to join PSEG. **Job Summary** The Manager of Cyber Security leads the development, implementation, and ongoing coordination of ... an enterprise-wide cyber security governance, risk & compliance management (GRC) program including cyber risk identification, analysis, and mitigation, tracking and… more
- MTA (New York, NY)
- …of the Chief Counsel Date Posted: Sep 4, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐ $109,000 HAY POINTS: 634 DEPT/DIV: MTA ... their effective date of hire. * SUMMARY: The Senior Compliance Manager is responsible for assisting with...identifying and ranking risks; + Conduct risk analysis, controls testing and, where necessary, initiate remediation plans; + Interface… more
- City National Bank (New York, NY)
- … compliance management processes, compliance structure and resources, and compliance monitoring and testing . The Manager of Commercial Banking ... , risk management or audit. **Skills and Knowledge** + Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified… more
- KPMG (New York, NY)
- …federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner, are preferred + ... **Business Title:** Manager , Consumer Compliance **Requisition Number:** 118206...circumstances, clients also may require proof of vaccination or testing (eg, to go to the client site). KPMG… more
- Meta (New York, NY)
- **Summary:** We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance disciplines. You ... exception management, and governance & reporting. **Required Skills:** Privacy Risk and Compliance Manager Responsibilities: 1. Provide guidance and second line… more
- The Mount Sinai Health System (New York, NY)
- …data science. We enable nearly $200 million/year in NIH-funded biomedical research. The Compliance Manager is an individual contributor reporting to the Dean for ... applications and computation is consistent with all regulatory guidelines. **RESPONSIBILITIES** The Compliance Manager will be responsible for all facets of… more
- Citigroup (New York, NY)
- …excessive risk(s). + Communicates and interprets Managers Controls Assessment (MCA) controls testing results and trends to audit, business, compliance , and legal ... **HR Controls Testing Head Director** Human Resources ("HR") is a...training employees; assessing employee job performance and talent; developing manager leadership capability; succession and resource planning; measuring employee… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided ... area(s) of coverage **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking +… more
- Scotiabank (New York, NY)
- …escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance to adequately address ... Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a… more
- Scotiabank (New York, NY)
- …training materials, and giving presentations. + Manage and respond to Audit, Compliance Testing , and regulatory examination findings and self-identified issues ... Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a… more
- Google (New York, NY)
- …5 years of experience in program definition and management with a focus on audit compliance or cloud compliance . + 5 years of experience with risk management or ... compliance in regulated industries (eg, financial services, public sector,...risk mitigation or evaluation, OS hardening, vulnerability management, penetration testing , access management, or with cryptographic concepts. + Experience… more