- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE , IN- BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS** **WHAT IS THE OPPORTUNITY?** This position will work directly with the ... Defense to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support… more
- SMBC (New York, NY)
- …futures, treasury futures & options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group ... corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive...is responsible for managing regulatory and internal audit matters, business processes,… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Finance* **Title:** *Americas Regulatory Policy Associate * **Location:** *New York-New York* ... as advisor to Morgan Stanley's various businesses and its senior management team. * Regulatory Policy - Americas* The Americas Regulatory Policy team is… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Associate , Regulatory Review works closely with the internal client ... Regulatory Review or Senior Associate , Regulatory Review + Ensure components conform to client...to 6 weeks a year (based upon eligibility) + Business Resource Groups that support multiple affinities and alliances… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Associate , you will get the opportunity to grow and contribute to our clients' business needs by ... to provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day one,… more
- Publicis Groupe (New York, NY)
- …www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Senior Associate , Regulatory Review must follow the protocol ... by our pharmaceutical company clients when submitting marketing materials for regulatory review. This includes preparing completed editorial content to the… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance Practice - all with the resources, environment, and support… more
- SMBC (New York, NY)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- S&P Global (New York, NY)
- …resolve client issues and implement customizations. + Lead meetings with client 's business and technology teams to manage projects, troubleshoot issues and ... Level (for internal use):** 11 **The Team:** S&P's Network and Regulatory Compliance group offers best-in-class technology and incorporate industry best practices… more
- JPMorgan Chase (New York, NY)
- …professional to help with internal, field and external communications for JP Morgan Private Client , a new business focused on the affluent client segment. ... operates like a news organization. As a Communications Sr. Associate within the Communications team, you will be reporting...+ Prepare presentations and participate in meetings with senior business and client stakeholders to ensure project… more
- M&T Bank (New York, NY)
- **Overview:** Supports servicing and related sales enablement activities to drive new client relationships and retain and deepen existing High Net Worth (HNW) and ... Ultra-High Net Worth (UHNW) client relationships in Wealth Management. Delivers on the ...daily interactions with clients, Wealth Management team, and internal business partners to contribute to the development of new… more
- SMBC (New York, NY)
- …clients' source of wealth, oversee the collation and review of source documents by client / business need, and perform basic, additional and enhanced due ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- Mizuho Corporate Bank (New York, NY)
- …and innovation to our processes and methods. Job Description: As a Client Tax Documentation Operations Analyst, you will be responsible for the verification ... Income Tax withholding. You will be responsible for the validation of various regulatory documents submitted by customers, to ensure that all requests are completed… more
- Publicis Groupe (New York, NY)
- …or just an all-around nice person, let's chat. **Job Description** The Manager, Regulatory Review is responsible for ensuring regulatory submissions follow the ... delivery. This role may have direct reports at the Associate /Senior Associate level as appropriate. Core Duties...Account teams as they prepare projects for Medical Legal Regulatory (MLR) review + Submit completed materials to the… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Sr Manager, Regulatory Review is responsible for managing a large team ... Associates and Managers to ensure marketing materials for a client (or group of clients) follow the protocol established...the protocol established by our pharmaceutical company clients for regulatory review. The Senior Manager plays a key role… more
- JPMorgan Chase (Jersey City, NJ)
- …are strategic advisors to the Sales & Product organization. They partner with the business to define our client strategy, establish growth plans, and provide ... business risks that could impair our ability to do business : eg, legal, tax, regulatory , compliance + Partner with the Finance, Operations and Functional… more
- Deloitte (New York, NY)
- …process for business as usual, as well as triggering and regulatory events. The Legal Entity Management team specifically focuses on corporate document ... reviewing governance structures excite you? Deloitte's Tax Technology Consulting, Legal Business Services ("LBS") assists clients with all aspects of reporting and… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business :** TD Wealth **Job Description:** The Associate Private Client Relationship Manager (ARM) is a high-touch point of ... worth segment with a focus on clients who maintain smaller balances with TD. The Associate Private Client Relationship Manager I will serve as the central point… more
- Scotiabank (New York, NY)
- …analytical, problem solving and decision making skills + Proven track record in client relationship management and business development + A high level of ... Associate Director, Financial Sponsor & Fund Finance, Structuring...is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and… more
- OceanFirst Bank (Red Bank, NJ)
- …for business customers. Process requires consistent monitoring along with regulatory and compliance updates. 3. Streamline onboarding process for new Treasury ... **Position** : Treasury Management Sales Associate **Location** : Red Bank, NJ **Requisition ID:**...makes OceanFirst a great place to work and do business . Great benefits include: on-site fitness facility at Red… more