- Bloomberg (New York, NY)
- …efforts + Managing ad hoc assignments as directed by the Global Head of Risk Assurance and Testing Oversight **You'll need to have:** + Minimum 7+ years ... Risk Management Program. The role includes enhancing our risk assurance standards and executing testing...for centralizing, enhancing and globalizing these disciplines and providing oversight on assurance activities carried out by… more
- TD Bank (New York, NY)
- …and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides oversight on day-to-day ... **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects of… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** Reporting to the Head of Quality Assurance Testing , the QA Testing Lead provides assistance and support ... as well as applicable laws and regulations. The QA Testing Lead assists with the broader planning and day-to-day...of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control, AML Governance and Oversight ,… more
- Citizens (Iselin, NJ)
- …necessary change and ensure adequacy of corrective actions/plans. + Perform ongoing oversight of Compliance Assurance raised issues to ensure adequate, ... Description The Compliance Assurance function is a part of the second... regarding the adequacy, effectiveness, and sustainability of regulatory risk management and control processes to ensure regulatory, customer,… more
- City of New York (New York, NY)
- …latitude for the use of judgment and independent decision making, the Quality Assurance ("QA") Supervisor will work within a unit responsible for encompassing all ... areas of quality assurance within the Division of Child Protection's (DCP) 19...incorporate family history to support discussions around safety and risk planning with team. Assess validity of allegations; determines… more
- Bristol Myers Squibb (Summit, NJ)
- …QA Operations Deviation role will be responsible for providing quality oversight for site manufacturing operations and quality control laboratory operations at ... maintenance and review of procedures and methods; providing compliance oversight ; ensure accurate and timely review of manufacturing and...+ Apply technical knowledge and abilities to ensure all testing is performed in a compliant manner. + Review… more
- MUFG (Jersey City, NJ)
- …Cybersecurity Horizontal Reviews, and ITIL in complex environment + Exposure to risk assessment/ testing methodologies evaluating the adequacy and efficiency of ... to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage...Maintain standard issues management (IM) templates + Provide quality assurance (QA) and reports on OpenPages issues + Engage… more
- Bank of America (New York, NY)
- …to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York,...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Develop and oversee Oversight Program over ... first line and second line Monitoring and Testing Activities + Conduct Quality Assurance (QA)...standards (including workpaper review) + Provide Compliance (second line) oversight , review and challenge over first line testing… more
- New York State Civil Service (New York, NY)
- …for oversight of DASNY's systems over internal controls and risk assessment, including information technology security and control, as it relates to ... plus seven years of combined experience in IT Security and IT Risk Management. Knowledge of common information security management frameworks, such as ISO/IEC… more
- Citigroup (New York, NY)
- … assurance processes including regional enterprise wide and horizontal risk assessments, self-assessment, internal audit, and compliance testing review ... + Participate in various business and compliance governance and oversight forums (eg Business Risk and Controls...in and manage or coordinate, as appropriate, various internal assurance processes, eg Enterprise wide and Horizontal Risk… more
- Morgan Stanley (New York, NY)
- …the Audit Coverage Director (ACD) leading all Capital Planning audit coverage and assurance activities for the Firm, including US Banks and other legal entities ... this role is responsible for Audit's Capital Planning Content Management and Oversight (CMO) office that maintains responsibility for coordinating and driving the… more
- American Express (New York, NY)
- …portion in one of the following: 1st LoD Treasury (Liquidity/Capital) and/or 2nd LoD Risk Oversight or at a major financial institution in the US (ie, ... to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds...Lead global audits for LRM, including internal liquidity stress testing (ILST), cashflow forecasting, intraday liquidity risk … more
- MUFG (Jersey City, NJ)
- …remediation, and closure. + 3-5 years' experience with RCSA frameworks including KRIs, risk to control mapping, and control testing . + Preferred: Professional ... regulations + Understanding of risk management, including experience executing risk assessments, testing and evaluating processes and controls + Experience… more
- Bank of America (New York, NY)
- …Experience supporting end-users as an application SME Skills: Monitoring, Surveillance, and Testing Quality Assurance Risk Management Research Problem ... to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control… more
- Sunrise Senior Living (Brooklyn, NY)
- …of care and services to residents within the community. Responsible for oversight and implementation of all Care programs, regulatory compliance, recruiting and ... to promote the health and wellness of the resident population. * Provide oversight of the community medication management program to promote resident safety in the… more
- Sunrise Senior Living (New York, NY)
- …of care and services to residents within the community. Responsible for oversight and implementation of all Care programs, regulatory compliance, recruiting, and ... to promote the health and wellness of the resident population. + Provides oversight of the community medication management program to promote resident safety in the… more
- Sunrise Senior Living (Madison, NJ)
- …of care and services to residents within the community. Responsible for oversight and implementation of all Care programs, regulatory compliance, recruiting and ... to promote the health and wellness of the resident population. + Provide oversight of the community medication management program to promote resident safety in the… more
- American Express (New York, NY)
- …in one of the following: (1) 1st LoD Treasury (Liquidity), (2) 2nd LoD Treasury Risk Oversight or (3) Internal Audit at a major financial institution in the ... as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls,… more