- TD Bank (New York, NY)
- … Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses to achieve: sustainable business strategies; effective and ... and regulatory requirements. The Global Markets Venue Management (GMVM) Associate specifically supports the GMVM Director in the remediation of identified risks… more
- SMBC (New York, NY)
- …futures, treasury futures & options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...is responsible for managing regulatory and internal audit matters, business processes, and policy… more
- Morgan Stanley (New York, NY)
- …Corporate Controllers (GCC) is responsible for overseeing the accounting, financial and regulatory reporting for the Firm. GCC prepares external financial ... revenues, expenses and earnings. We are currently seeking an Associate on the capital attribution, reporting and...Technology to renovate data and infrastructure to meet future regulatory rules and reporting requirements under Basel… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (Jersey City, NJ)
- …& options, currency futures, treasury futures & options, etc. The Regulatory Trade Reporting team is looking to hire an associate to be responsible for the ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (New York, NY)
- …* Setting of trading limits and defining appropriate limit structure governance * Regulatory reporting governance * Conducting risk reviews of sales and trading ... the front-office processes is also preferred, particularly: o Electronic Trading Governance o Regulatory requirements o Regulatory Reporting * Experience in… more
- SMBC (Jersey City, NJ)
- …+ Banking experience in credit, capital markets, asset liability management, financial reporting , regulatory reporting , or operational risk areas. Specific ... with control evaluation within model risk, operational risk, compliance risk, financial reporting , regulatory reporting , or internal audit is ideal… more
- PSEG (Newark, NJ)
- …with all rules and requirements + Support other teams to complete various securities offerings, other regulatory filings and public communications + Monitor and ... camaraderie and care for one another you might typically associate with a small business. Our focus on combatting...development and filing of financial disclosures required by the Securities and Exchange Commission (SEC) for PSEG and its… more
- PNC (New York, NY)
- …for an experienced portfolio management and balance sheet analytics director. As an Associate Director in ALM Investments - Portfolio Management, you will be based ... to fixed-income portfolio analytics and attribution, forecasting and analysis of securities and swap net interest income, portfolio stress testing, as well… more
- TD Bank (New York, NY)
- … Securities **Job Description:** **Job Overview** TD Cowen, a division of TD Securities , is looking for an Equity Research Associate to join its Healthcare, ... analysis research reports (eg, initiating coverage reports, thematic reports, quarterly reporting initiatives, and marketing packages) + Assists in the development… more
- CIBC (New York, NY)
- …and decision support processes. These services include financial, management and regulatory reporting , maintenance of accounting records and internal controls, ... Management, Financial Analysis and Reporting , Financial Consulting, Governance Reporting , Microsoft Excel, Regulatory Requirements, Risk Assessments At CIBC,… more
- Morgan Stanley (New York, NY)
- …activities such as Product Controllership, Profit & Loss (P&L) analysis, Regulatory Reporting , Digitization, Business Management, Capital Requirements and ... dynamic environment > Strong technical skills including Excel, PowerPoint, and MS Project > Regulatory reporting and/ or CCAR experience is a plus *What you can… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …programs focused on implementation of processes, methodologies, and systems that meet regulatory requirements and industry best practices. The Associate will be ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- JPMorgan Chase (Brooklyn, NY)
- …deposit businesses, including supporting normal business forecasting processes and regulatory submissions such as CCAR + Providing treasury-related guidance and ... support to our CIB Payments and Securities Services businesses **Responsibilities:** + Support development of quantitative analysis, data transformation, mapping,… more
- PNC (New York, NY)
- …and have an opportunity to contribute to the company's success. As an ALM Associate within PNC's Chief Investment Office organization, you will be based in New York ... daily strategies and objectives around managing $130+ billion of fixed income securities and $45 billion notional of interest rate swaps/derivatives. The team… more
- JPMorgan Chase (New York, NY)
- …remediate and prevent issues on an ongoing basis. **Job Summary:** As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects of ... framework relating to products such as, but not limited to, Deposits, Securities , Loans and Long-Term Debt instruments. The Valuation Control Group (VCG) also… more
- BlackRock (New York, NY)
- …span across product development, research, client service, product positioning, reporting , and education across Index Equity's full offerings including commingled ... aspects of portfolio strategy including portfolio management, trading, transitions, and securities lending. Articulate competitive advantages to clients. + Assist in… more