- TD Bank (New York, NY)
- …the role in addition to the above department specific overview **Job Description:** The Senior Compliance Business Oversight Analyst provides objective ... **The compliance department** **is a second line function that** **provides compliance oversight and independent guidance for consumer banking products.** +… more
- TD Bank (New York, NY)
- …implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners to develop proactive strategies, tactics, ... role. **Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime Risk Oversight oversees the team and… more
- Ankura (New York, NY)
- …defined by HOW we solve challenges. Whether a client is facing an immediate business challenge, trying to increase the value of their company or protect against ... innovative, customized solutions and strategies designed for today's ever‐changing business environment. This gives our clients unparalleled insight and experience… more
- Pfizer (New York, NY)
- …improvement framework. This involves working with senior leaders, BPOs, business lines, digital, legal, compliance , quality groups and governance groups ... they are comprehensive, effective, and aligned with project goals. + Manage oversight governance committees to ensure compliance with quality standards and… more
- TD Bank (New York, NY)
- …implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners to develop proactive strategies, tactics, ... Financial Crime Risk Oversight oversees the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for… more
- Bloomberg (New York, NY)
- …Services team, you will work with Risk colleagues, as well as key Legal, Compliance , and Business partners, in implementing and executing on risk assurance ... up to you to make it happen. **What's the role?** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses and operations around… more
- Amazon (New York, NY)
- …& Oversight management tools. * Manage partnerships with internal business stakeholders. * Create monitoring and testing plans for applicable advertising ... bar on our advertising products and services through privacy, compliance , security, trust, and regulatory engagement. We are looking...to help us lead and conduct our Audit & Oversight program. The role has impact across critical areas… more
- PNC (East Brunswick, NJ)
- …Sanctions Program subject matter specialties, communicates effective enterprise wide and business unit compliance program requirements and implications to comply ... Provides AML and Sanctions advice and critical challenge to senior staff, lines of business and operational...compliance with new regulatory requirements. + Support key business initiatives by identifying AML and Sanctions risks and… more
- Guardian Life (New York, NY)
- …assignments in support of Group Benefits Compliance efforts. **Reporting Relationships** As our Senior Compliance Analyst, you will report to our Senior ... oversight for the following product lines, services, and business units: + Family and Medical Leave (FMLA), Paid...Compliance Leader, who reports to our Group Benefits Senior Compliance Lead **Location /Travel** Hybrid role:… more
- Wells Fargo (New York, NY)
- …is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking ... business unit, on rules and regulations on all compliance matters, including moderate to high-risk compliance ...Sustain a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance… more
- MTA (New York, NY)
- Senior Manager Corporate Compliance Job ID: 8646 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: ... Counsel Date Posted: Sep 4, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐...agencies, as requested. + Assist delegated persons in exercising oversight responsibility for the MTA 's corporate compliance… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, ... its regulators, including queries arising in the normal course of business outside of specific examinations, and managing supervisory examinations, globally.… more
- Bloomberg (New York, NY)
- …world-class support to our business partners by providing insight on business performance, financial oversight and thought leadership. We are looking for ... a finance analyst to join our larger finance team supporting the Legal, Compliance , & Risk organization. In this role, you will have the unique opportunity to… more
- City National Bank (New York, NY)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned areas of ... the compliance program including monitoring business area ...role is responsible for directly managing members of the compliance team with oversight of periodic analysis… more
- Intuit (New York, NY)
- …cybersecurity risk landscape continues to evolve, the importance of scaling our Small Business compliance program to meet the security obligations of our ... their tracks? Join us to lead the GBSG (Global Business Solutions Group.) Compliance team to design...We are looking for a motivated, innovative, and passionate Senior Technical Compliance Manager who is driven… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income ... This role within the Fixed Income Sales & Trading Compliance Team is the Business Aligned ...+ Provide oversight and governance of a business group or manage companywide compliance programs… more
- KPMG (New York, NY)
- ** Business Title:** Senior Specialist, Cyber Security Compliance Lead **Requisition Number:** 115313 - 68 **Function:** Advisory **Area of Interest:** ... a career in Advisory. KPMG is currently seeking a Senior Specialist, Cyber Security Compliance Lead to...work experience + Skilled with security controls design, implementation oversight , and testing as well as strong writing abilities… more
- Robert Half (New York, NY)
- …global consulting firm. Where We Need You Protiviti is looking for a Risk & Compliance Senior Manager to join our growing Lender Due Diligence team. Protiviti's ... JOB REQUISITION Risk and Compliance Lender Due Diligence Senior Manager...business relationships and a professional network, including with senior executives. + Successfully pursuing business development… more
- Wellington (New York, NY)
- …providing regulatory compliance advice and guidance to the private investments business and in collaboration with legal and enterprise risk colleagues + Provide ... those of our clients. **About the Role** The Head of Private Credit Compliance will support and provide leadership to Wellington Management's private investments … more
- Bloomberg (New York, NY)
- …Engineering teams, Chief Technology Office, Chief Information Security Office, and other business groups, to provide regulatory oversight of software / ... to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our...colleagues to implement a framework to engage, across the business , with all levels of Engineering, and other personnel… more