- TD Bank (New York, NY)
- …(WLA) support the lending activities of Wealth Banking. In this position, the Senior Compliance Manager will provide guidance, leadership and training ... to the role which is outlined in the general description below.** **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team… more
- Scotiabank (New York, NY)
- Senior Manager , Compliance Risk...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...compliance risks across the Bank's US operations. The Senior Manager will be expected to work… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... requirements, and engage with stakeholders across various Technology, Operations and Investment teams to ensure successful implementation of several strategic data… more
- JPMorgan Chase (New York, NY)
- …involves providing comprehensive business management support to the Global Heads of Technology Investment Banking, and Senior Business Manager . The role is ... based in New York alongside the Technology Investment Banking team and will operate in the following...with key control and support functions (such as Legal, Compliance , Operations, HR, Audit, Technology, etc) + Help manage… more
- Wells Fargo (New York, NY)
- **About this role:** The Corporate & Investment Banking Cross-Platform Senior Content Strategy Leader will be responsible for setting the overall business and ... Wells Fargo Enterprise. This role will work closely with senior executive leaders across Corporate & Investment ...be in multiple locations. + Proven people leader and manager skills - recognized for the ability to communicate… more
- Raymond James Financial, Inc. (New York, NY)
- …analyze key themes and identify possible impacts on the business. Develop and amend investment models to provide input to senior colleagues and/or help manage ... May include such responsibilities as supporting internal customers or helping senior colleagues manage internal client relationships. Write and edit material for… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity… more
- JPMorgan Chase (New York, NY)
- …deep expertise to institutional clients around investment governance, investment policy, portfolio construction, and alternative investments . As experienced ... four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking, and Consumer and Community Banking. Through… more
- Deloitte (New York, NY)
- …Private Equity and Investment Management practice. What You'll Do As a Manager , you will work within an engagement team and draw on experience in accounting ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross border ...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- Nuveen Investments (New York, NY)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... The Derivatives Strategies & Trading Senior Director will be responsible for structuring and...closely with Nuveen public market portfolio managers, private market investment officers, as well as the TIAA General Account's… more
- Nuveen Investments (New York, NY)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... business. + Provide application and production support for the Charles River Investment Management System (CRIMS). + Configure Manager Workbench, blotters,… more
- Bank of America (New York, NY)
- Audit Manager - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... members. This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses...and most of our audits are global. An Audit Manager is expected to lead audits and a team… more
- City National Bank (New York, NY)
- …with the CNR Manager Research team to support and assist in Investment and Operational Due Diligence functions. The group for this role manages City National ... * INVESTMENT DUE DILIGENCE ANALYST - QUANTITATIVE FOCUS* WHAT...the organization, this team will conduct and/or oversee the manager research and due diligence efforts for approved mutual… more
- Siebert Williams Shank (New York, NY)
- …quantitative support and generally assist more experienced junior bankers, as well as senior bankers, to provide investment banking services to clients in the ... dual-headquartered in New York and Oakland. SWS is a perennial leader as a co- manager of investment -grade corporate debt, a national leader in public finance … more
- M&T Bank (New York, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...as with project sponsors, internal and external contacts, and senior management. Teams make a presentation to senior… more
- Deloitte (Jersey City, NJ)
- …Private Equity Funds, and real estate joint ventures and operating partnerships. As a Tax Senior Manager within the Investment Management - Real Estate Tax ... Deloitte's Real Estate Services Tax practice as a Tax Senior Manager . What You'll Do Deloitte Tax...use their experience in accounting and taxation to provide compliance and consulting services to Real Estate Investment… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for ... skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified… more
- City National Bank (New York, NY)
- *RELATIONSHIP MANAGER SENIOR * * PARK AVENUE SOUTH, NEW YORK* WHAT IS THE OPPORTUNITY? Responsible for acquiring small business and personal clients, and will be ... discovery activities with existing clients to grow current book eg, deposits, investments , credit. * Business & Risk Management - maintain awareness of updates… more
- Deloitte (New York, NY)
- …solid understanding of Subchapter K, partnership allocation methodologies, and the tax compliance process for investment partnerships, we have an exciting ... opportunity for you as a Senior Tax Manager on our growing team!...you will utilize your prior experience to provide tax compliance and consulting services to investment management… more