- Prove (New York, NY)
- Title: Senior Tax Manager Department: Finance Location: New York, NY Position Summary The Senior Tax Manager is a hands-on position and the ideal candidate will ... the filings. Responsible for all local and state tax compliance including sales, property, franchise or any other requirements...etc). Other duties as assigned by the Chief Accounting Officer or Chief Financial Officer . Education and… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:RoleFidelity Internal Information Senior Compliance Advisor, FDAS Compliance The Role As a member of the Fidelity Digital Asset Services, LLC ... reasoning and relationships The Team This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise grade platform for… more
- Columbia University (New York, NY)
- Job Type: Officer of Administration Regular/Temporary: Regular Hours Per Week: 35 Salary Range: $120,000 - $135,000 The salary of the finalist selected for this role ... Position Summary Reporting to the Executive Director of Recruitment and HR Compliance , the Director of Talent Management will serve as a hands-on, mission-driven,… more
- Advanced Dermatology PC (New Hyde Park, NY)
- …Dermatology, PC / MD Alliance Solutions, LLC is seeking a seasoned Chief Financial Officer to join our company.As the Chief Financial Officer , you will have ... responsible for ensuring the company's financial health, profitability reporting, and compliance with financial and tax regulations. This position requires a strong… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**... issues in Public Finance; and ensure that escalated compliance issues receive immediate senior management attention.… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income ... Income Sales & Trading Compliance Team is the Business Aligned Compliance Officer (BACO) for the Structured Products Group Sales & Trading Business. The BACO… more
- City National Bank (New York, NY)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate … more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Bloomberg (New York, NY)
- …and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically ... import / export compliance across the various Bloomberg businesses. The Compliance Officer will maintain compliance with applicable customs / export and… more
- Wellington (New York, NY)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Enterprise Risk Group and will report to the Private Investments Chief Compliance Officer , working closely with other compliance professionals and attorneys.… more
- Neuberger Berman (New York, NY)
- …experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong knowledge ... Chief Compliance Officer for over $55 billion...of direct reports + Ability to work closely with senior business and management in fast-paced, results oriented environment… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer , you will assist the ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Compliance Lead in executing compliance program for the JPMorgan Private Bank Portfolio Management… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- Bloomberg (New York, NY)
- …up to you to make it happen. What's the role? Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the ... by our award-winning pro bono program. The Data Privacy Compliance team works closely with our Legal counterparts, business...meet deadlines + An ability to advise and influence senior businesspeople on data privacy matters + Strong stakeholder… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... regulators. + Establishing and developing effective relationships within Citigroup senior management, front line, second line (including independent risk, finance,… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking ... + Developing and coordinating communications for the Banking & International Chief Compliance Officer and Senior Leadership Team. + Leading initiatives and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations,, and guidance on… more
- CIBC (New York, NY)
- …contribute. To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is ... at the time of your interview. How You'll Succeed The Senior US Equity Derivatives Compliance Officer is primarily accountable for: + Overseeing the… more
