- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- Wellington (New York, NY)
- …member of the Legal and Enterprise Risk Group and will report to the Private Investments Chief Compliance Officer , working closely with other compliance ... will support and provide leadership to Wellington Management's private investments compliance program, focusing on private credit....of the role is to work with the Chief Compliance Officer to build-out, manage and execute… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $145,000 USD TD is committed to providing fair ... who can provide you more specific details for this role **Job Description:** Compliance Monitoring and Testing + Execute the annual Compliance testing and… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking ... effective. + Developing and coordinating communications for the Banking & International Chief Compliance Officer and Senior Leadership Team. + Leading… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations,, and guidance on… more
- New York State Civil Service (New York, NY)
- …State Comptroller, Office of the Title Investment Technology Systems Officer (Special Investment Officer ) #06863(2) Occupational Category Financial, ... offices may be required. * Work with the NYS Common Retirement Fund (CRF) investment , compliance , risk, and operations staff to identify investment systems… more
- Federal Reserve System (Newark, NJ)
- **Company** Federal Reserve Bank of Atlanta The SVP, Chief Investment Officer for the Office of Employee Benefits (OEB) in Newark, NJ, impacts the direction of ... role - to model expectations and to support the investment team. Additionally, occasional presence in the Atlanta Bank...(Goldman Sachs Ayco). As a member of the OEB's Senior Leadership Team, you will also contribute to the… more
- Citigroup (Jersey City, NJ)
- …Finance, Payables Finance, Trade and Working Capital Loans, and Export Agency Finance. The Compliance AML Risk Management Senior Officer - ACRM - AML ... program + Ability to interact and communicate effectively with senior leaders + Able to present AML analysis and...+ Solid experience at a Medium to Large sized Investment Bank in Account opening, Compliance or… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** **Job Overview:** This Compliance Officer is a key member of the TDS US Compliance ... and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core … more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US...regulatory matters and provide clear and insightful guidance to senior management and investment management personnel; +… more
- Bank of America (Paramus, NJ)
- Senior Trust Officer Florham Park, New Jersey;Paramus, New Jersey; Princeton, New Jersey **Job Description:** At Bank of America, we are guided by a common ... job is responsible for managing a book of fiduciary and investment management accounts for high-net-worth clients and beneficiaries involving multi-generational… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Director / Senior Credit Officer to cover Corporates in North America. + The Director- ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...Senior Credit Officer 's main responsibility entails the… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13650/ senior -vice-president-for-finance-and-budget-and-chief-financial- officer ... seeks applications and nominations for the position of the Senior Vice President for Finance and Budget and Chief...Vice President for Finance and Budget and Chief Financial Officer (CFO) . Founded in 1831 with a mission… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program for an investment advisory firm...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...& Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory … more
- Morgan Stanley (New York, NY)
- …variety of supervisory, compliance and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk Officer ... clients Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer (SRO) and/or the Associate/Regional Risk Officer … more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely… more