- Bank of America (New York, NY)
- Sr Trade Surveillance Lead Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At Bank of America, we are guided ... Quality Assurance + Underwriting **Minimum Education Requirement:** Null Job Description: The Sr Trade Surveillance lead , in collaboration with Risk and… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. The Head of Trade Surveillance Governance will report to the Chief Compliance Officer of MUSA ... will be responsible for overseeing processes and procedures that span across all Trade Surveillance related activities. This position will require in depth… more
- Scotiabank (New York, NY)
- Senior Manager - New York, Global Trader Voice...an important bridge to this key global market for trade and investment flows across the Americas and the ... We work together to drive ambition for every future! **Purpose:** As the Senior Manager - New York, Global Trader Voice Communications, you will provide thought… more
- TD Bank (New York, NY)
- …venue rulebook management process, venue limits compliance process, support for surveillance metrics capture and completeness of trade reporting, implementation ... as ad-hoc analysis, and present issues requiring attention by senior management The Associate - TBM is responsible for...Sales Management dependent on the task + Facilitates the surveillance of Trading and Sales activities to be in… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... support effective TB prevention and control. The Office of Surveillance and Epidemiology conducts surveillance of suspected...NOT BE LIMITED TO: Under the supervision of the Senior Data Analyst: o Support the unit's implementation of… more
- TD Bank (New York, NY)
- …venue rulebook management process, venue limits compliance process, support for surveillance metrics capture and completeness of trade reporting, implementation ... Bank's risk appetite and regulatory requirements. The Global Markets Venue Management Lead specifically supports the remediation of identified risks and gaps in the… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Conduct assessments of the home environment for health hazards such as lead ; will make appropriate referrals for follow-up Collect, monitor, input, review, and… more
- SMBC (New York, NY)
- …( SR 11-10). The candidate will perform ongoing counterparty surveillance , risk exposure monitoring, ad-hoc analysis on various risk analytics project, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...searching for a candidate with strong quantitative background to lead counterparty credit analytics function and serve as a… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Director will serve as a member of the Bureau's senior staff. The incumbent will participate in strategic planning...The incumbent will participate in strategic planning and will lead the implementation of programs to increase uptake of… more
- Bank of America (New York, NY)
- …equity derivatives + Understanding of compliance program elements such as risk assessments, trade surveillance and policy management. + Familiarity with trade ... advisor to a sales and trading business + ability to lead projects and drive change with senior business leaders The C&OR Manager proactively engages with other… more
- CIBC (New York, NY)
- …solutions to address new regulatory requirements, second line of defense monitoring and surveillance capabilities ; + Acting as the lead liaison in coordinating ... To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1)… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... core business analyses of operations and recommend the most appropriate IT solutions; lead the IT governance process from project intake through the entire software… more
- City of New York (New York, NY)
- …limited to the following: Serve as a member of the ACCO / Assistant Commissioner's senior management team. Lead Directors and Contract Managers in the full array ... Serve as a member of the ACCO / Assistant Commissioner's senior management team. Lead Directors, Procurement Contributors, and/or Solicitation/Specification… more
- TD Bank (New York, NY)
- …Procedures (WSP). + Prepare Monthly Supervision packs for assigned businesses and lead meetings with Global Markets Supervisors to analyze key metrics/trends and ... with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and business conduct reviews. + Compile management reporting on trade … more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... - Serve as a member of the ACCO/Assistant Commissioner's senior management team. Work closely with the ACCO/ Senior...into the Agency's Procurement and Contract Management Processes. - Lead a staff consisting of an M/WBE Director and… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... health of all New Yorkers. DUTIES WILL INCLUDE BUT NOT BE LIMITED TO: Lead the planning, execution, and management of IT platform integration projects. Develop and… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... useful and available. The nation's leading local health department seeks a Senior IT Portfolio Manager join its award-winning, innovative technology team in… more