• Trade Surveillance Analyst

    SMBC (Jersey City, NJ)
    …AML oversees key processes and risks of the KYC Department. The CPAD Market Surveillance team performs centralized trade surveillance for the America's SMBC ... of benefits to its employees. **Role Description** The SMBC Compliance Department monitors the corporate banking, investment banking and...+ Review and follow up on a variety of trade surveillance alerts and exception reports covering… more
    SMBC (12/18/24)
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  • AVP, Compliance Surveillance Sr…

    Citigroup (Jersey City, NJ)
    The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for ... matter The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications, and… more
    Citigroup (12/05/24)
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  • Business Systems Analyst , US…

    CIBC (New York, NY)
    …as key stakeholder groups. Projects will include Outside Business Activities, trade surveillance ; affiliate transactions (Regulation W); gifts & entertainment; ... (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** As a Business Systems Analyst on the US Compliance Technology team,...a Business Systems Analyst on the US Compliance Technology team, you'll be at the heart of… more
    CIBC (12/18/24)
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  • Business Analyst - Solutions Analyst

    JPMorgan Chase (Jersey City, NJ)
    …stakeholder audiences + Candidate must have subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Candidate should advocate ... skills and tech-savviness will be pivotal in creating impactful solutions. As a Solutions Analyst III in Corporate Oversight & Governance Tech team, you will aid in… more
    JPMorgan Chase (12/07/24)
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  • Structured Finance Group - Analyst

    SMBC (New York, NY)
    …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... reporting related to the management of the program, credit surveillance , and portfolio management. SMBC is a sponsor of...funding of ABCP program + Daily maturity limit and compliance monitoring for ABCP program + Support investor marketing… more
    SMBC (10/26/24)
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  • Senior Director, Compliance Services

    City of New York (New York, NY)
    …service titles including but not limited to Administrative Staff Analyst , Health Services Manager, Administrative Investigator, Administrative Procurement Analyst ... organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent… more
    City of New York (11/28/24)
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  • Senior Director of Field Operations, Bureau…

    City of New York (New York, NY)
    …employees who are permanent in the civil service title of Administrative Staff Analyst due to the active promotional civil service list of Administrative Staff ... Analyst . Established in 1805, the New York City Department...organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and… more
    City of New York (12/02/24)
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  • Assistant Director of Programmatic Fiscal Affairs,…

    City of New York (New York, NY)
    Job Description ONLY DOHMH EMPLOYEES IN THE TITLE OF ADMINISTRATIVE STAFF ANALYST AND THOSE PERMANENT IN THE CIVIL SERVICE TITLES OF: Administrative Contract ... Specialist, Administrative Procurement Analyst and Health Services Manager. Established in 1805, the New York City Department of Health and Mental Hygiene (the NYC… more
    City of New York (11/16/24)
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  • Projects and Planning Manager, Administration…

    City of New York (New York, NY)
    …TITLE AND THOSE THAT ARE REACHABLE ON THE CIVIL SERVICE LIST OF ASSOCIATE STAFF ANALYST EXAM NO. 9061 ARE ELIGIBLE TO APPLY. Established in 1805, the New York City ... organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent… more
    City of New York (11/22/24)
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