- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) " poster. View the EEO is the Law… more
- JPMorgan Chase (New York, NY)
- …and striving to be best-in-class. As a Commercial and Investment Bank and Securities - Vice President , in the Securities Regulatory Engagement team, you will ... team is a centralized resource within Risk Management and Compliance that manages regulatory exams and ongoing...within Risk Management and Compliance that manages regulatory exams and ongoing monitoring activities. Working directly with… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...experience in financial services with focus on audit or regulatory risk & compliance ; 15 years preferred… more
- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel, Vice President At MUFG, we share a vision for our ... valued. + Working expertise in advising on, or assisting with + Regulatory compliance controls + Regulatory reporting + Treasury matters, including liquidity… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Background** This position reports into the Vice - President of Change Management Department and will work with other ... the Data and Technology Departments to carry out the regulatory reporting automation within FAD Controllers to ensure that...Reporting Vendor Solutions - Axiom Controller View, Data and Compliance Analytics tools - SQL, Power BI, Spotfire, Denodo… more
- JPMorgan Chase (New York, NY)
- …valuable regulatory insight. As a Wealth Management Financial Products and Regulatory Attorney - Vice President , Assistant General Counsel within ... you will provide critical analysis and discussion of wealth management-specific regulatory issues, ongoing support of investment products distribution issues, and… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and ... Canada and Mexico and senior management in CPAD. The Vice President will have direct management oversight...monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. The candidate should… more
- RWJBarnabas Health (Elizabeth, NJ)
- …and other regulatory and advisory authorities and organizations. The Vice President will work collaboratively with Human Resources Leadership and ... Vice President , Human Resources - Trinitas... Vice President , Human Resources - Trinitas Regional Medical CenterReq...with the SVP of HR and CPO to ensure compliance with regional budget and drive fiscal responsibility in… more
- TD Bank (New York, NY)
- …issues in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front Office, RSM teams; and other ... gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs...regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or policy and… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our team ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …academic excellence, seeks applications and nominations for the position of the Senior Vice President for Finance and Budget and Chief Financial Officer (CFO) ... Vice Provost) for Undergraduate Education and University Life. The Role The Senior Vice President for Finance and Budget and Chief Financial Officer (SVP/CFO)… more
- SMBC (New York, NY)
- …Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a ... group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and...Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs,… more
- TD Bank (New York, NY)
- …for this role **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Municipal Securities Compliance Advisory to join our ... Support the Firms build out and ongoing support of the Firms Regulatory Compliance Management Framework including Rules mapping, control mapping and ongoing … more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $190,000 USD TD is committed to providing fair ... more specific details for this role **Job Description:** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and… more
- Santander US (New York, NY)
- Central Compliance , Vice President - Corporate & Investment Banking New York, United States of America The Central Compliance VP Monitors activities to ... Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and… more
- SMBC (Jersey City, NJ)
- …Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance, Legal, or related department, preferably with a ... offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team as a… more
- American Express (New York, NY)
- …and professional development; and key internal capabilities and technologies. About the Role: The Vice President , Head of Compliance and Conduct Audit will ... with leadership, and leading related interactions with the various regulatory bodies. **About the team:** The Compliance ...various regulatory bodies. **About the team:** The Compliance and Conduct team audit portfolio team is a… more
- HSBC (New York, NY)
- …small geographic area/country to global for a Function or Global Business Line. As our Vice President Risk and Compliance Assuranceyou will: + Utilize SME ... products, operations, systems and organization + Understanding of all significant regulatory compliance requirements applicable to the businesses + Swap… more
- JPMorgan Chase (Jersey City, NJ)
- …to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Vice President , you will effectively partner with Line of Business (LOB) and ... Control functions. You will require knowledge and experience in Compliance , as well as familiarity with regulatory ...in Compliance , as well as familiarity with regulatory and/or audit best practices. This position is anticipated… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit...* Data and Trend Analysis * Issue Management * Regulatory Compliance * Active Listening Minimum Education ... ("GMC") group within the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit underwriting and ongoing… more