- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Republic Services (Fort Mill, SC)
- …Great Place to Work + Sustainability Yearbook S&P Global **POSITION SUMMARY:** The Business Unit Finance Manager manages the accounting workflow and provides ... data, and payroll). + Manages financial internal control processes across all business unit functional areas (sales, customer service, operations, HR, payroll,… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... Customer Redress and Issue Management. The role will work directly with the CSBB Business partners and CSBB Compliance Senior Leaders. **In this role, you… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... Financial Crimes Risk Management (FCRM) team. Learn more about career areas and business divisions at wellsfargojobs.com. The Compliance and IT&V team supports… more
- Bank of America (Charlotte, NC)
- … trade surveillance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Randstad US (Charlotte, NC)
- …low to moderate risk for a business line or functional area + Work with a business unit , a defined set of rules and regulations on low to moderate risk ... as needed + Provide support in developing and overseeing standards with some business and functional knowledge + Provide compliance risk insight and support… more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... compliance and operational risk oversight of Front-Line Unit or Control Function performance and any… more
- Fifth Third Bank, NA (Charlotte, NC)
- …from other units as needed, such as the Legal Department, Audit Department or Business Unit . OTHER SKILLS: + Possesses ability to maintain professional composure ... a career in banking at Fifth Third Bank. GENERAL FUNCTION : Chief Compliance Officer, this position is...business leaders to ensure the implementation of effective compliance programs across the Bancorp and related lines of… more
- Honeywell (Charlotte, NC)
- …This role encompasses some of the following strategic objectives of the Trade Compliance function : + Ensuring import transactions are executed in compliance ... Sr Trade Compliance Analyst or Import Compliance Officer...quality of life of people around the globe. THE BUSINESS UNIT The Corporate Strategic Business… more
- TD Bank (Charlotte, NC)
- …area of expertise and participates in knowledge transfer within the team and business unit + Keeps current on emerging trends/developments and grows knowledge ... for demarket and/or freezing accounts by the appropriate investigative unit ). **Depth & Scope:** + Investigates criminal cases ranging...workforce + Acts as a brand ambassador for your business area/ function and the bank, both internally… more
- Truist (Charlotte, NC)
- …with 2 or more regulations related to assigned Business Units or function 3. 7 years' compliance experience in banking or financial service industry ... enhance reporting, controls, processes, etc. across the organization or within a given business unit to ensure statistical efficiency, data integrity and system… more
- Truist (Charlotte, NC)
- …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions.… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Skills:** + Bachelor's Degree or equivalent experience + 7 years minimum of business and functional experience in a Risk Management/ Compliance /Audit role or a… more
- Truist (Charlotte, NC)
- …compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales & ... the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business...Trading Surveillance function within the Compliance team which includes… more
- Truist (Charlotte, NC)
- …the following functions: a) infrastructure b) application development c) application support d) business unit risk management e) technology risk f) audit and g) ... the following sub-functions: a) governance b) risk and c) compliance with specific expertise in the areas of audit...that define 'our what' that may change based on business need + Design and implement audit governance and… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... on matters of significance regarding strategic approaches, effectiveness of support function , and business performance improvement opportunities for the… more
- Bank of America (Charlotte, NC)
- …on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include ... reporting + Manages and reviews all operations front line unit responses for regulatory exams, internal audits, and other...control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF).… more
- Bank of America (Charlotte, NC)
- …to rules, regulations and procedures across all payment types and lines of business . Ensures proper communication and compliance of company and regulatory ... Business Executive Operations - Global Payments Operations Charlotte,...operations. Key responsibilities include resolving broad operational issues, ensuring compliance with policies, and leading implementation of opportunities to… more